Form D · Investing

Brookline Value Investment Fund, LLC

Birmingham, AL · CIK 0001496581

Offering snapshot reported Apr 6, 2015 · SEC filing

Reported sold
$11.4M
Indefinite offering
Investors reported
15
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jul 1, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$5.7M$11.4MJul 14, 2010: $4,200,000.00Jul 14, 2010Sep 16, 2011: $4,200,000.00Sep 16, 2011Apr 6, 2015: $11,400,000.00Apr 6, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$4,200,000 → $11,400,000
  • Reported investors2 → 15

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 6, 2015Amendment$11,400,000$7,200,000vs Sep 16, 201115SEC filing
Sep 16, 2011Amendment$4,200,000$0vs Jul 14, 20102SEC filing
Jul 14, 2010Initial$4,200,000No comparison2SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-144919

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Brookline Securities, LLC153587

Source: Form D, filed Apr 6, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BROOKLINE VALUE INVESTMENT FUND, LLC

Investment adviser: BROOKLINE INVESTMENTS, INC.

Gross asset value
$58M
Beneficial owners
34
ADV minimum commitment
$250K

Reported in Form ADV on Jun 5, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor DIPIAZZA LAROCCA HEETER & CO., LLC MOUNTAIN BROOK, Alabama, United States
Custodian CHARLES SCHWAB & CO., INC. ORLANDO, Florida, United States Related to adviser: No
Custodian INSPIRA FINANCIAL OAK BROOK, Illinois, United States Related to adviser: No
Custodian IRA INNOVATIONS, LLC BIRMINGHAM, Alabama, United States Related to adviser: No
Custodian PACIFIC PREMIER TRUST DENVER, Colorado, United States Related to adviser: No
Custodian SERVISFIRST BANK BIRMINGHAM, Alabama, United States Related to adviser: No
Custodian STIFEL, NICOLAUS & COMPANY, INCORPORATED BIRMINGHAM, Alabama, United States Related to adviser: No
Prime broker CHARLES SCHWAB & CO., INC. ORLANDO, Florida, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

DIPIAZZA LAROCCA HEETER & CO., LLC
PCAOB 5903

CHARLES SCHWAB & CO., INC.
SEC 8-16514

IRA INNOVATIONS, LLC
LEI 90-6026793

PACIFIC PREMIER TRUST
LEI 02-0526633

STIFEL, NICOLAUS & COMPANY, INCORPORATED
SEC 8-1447

CHARLES SCHWAB & CO., INC.
CRD 5393 · SEC 8-16514

Filing source

Form ADV 2109536 · Jun 5, 2026 · Schedule D 7.B.(1), fund 805-7093787287

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Madding King Executive
J. Rainer Twiford Executive

Issuer details

Industry: Investing (See others in industry)

Address:
2501 Twentieth Place South
Birmingham, AL, 35223