Investment adviser · CRD 107105
BLACKROCK FINANCIAL MANAGEMENT, INC
NEW YORK, NY, United States · Form ADV filed Oct 27, 2023
- Regulatory AUM
- $1.16T Form ADV · Item 5.F
- Client accounts
- 2,220 Accounts, not individual clients
- Employees
- 6,491 Reported in this filing
- Advisory professionals
- 1,055 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | $1,318,243,655,697 | 6,043 | Mar 30, 2022 |
| 2022 | $1,163,046,943,604 | 6,491 | Mar 30, 2023 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Insurance companies | 329 | $391,183,393,982 | 33.6% |
| Pooled investment vehicles | 357 | $316,297,454,708 | 27.2% |
| Government entities | 65 | $124,298,392,034 | 10.7% |
| Retirement plans | 171 | $105,198,193,228 | 9.0% |
| Corporations & businesses | 177 | $101,950,171,513 | 8.8% |
| Sovereign wealth & foreign institutions | 43 | $70,909,762,748 | 6.1% |
| Charities | 51 | $20,506,485,660 | 1.8% |
| Investment companies | 23 | $17,744,469,024 | 1.5% |
| High-net-worth individuals | 85 | $7,989,691,615 | 0.7% |
| Other investment advisers | 8 | $6,043,070,813 | 0.5% |
| Banks & thrifts | 5 | $924,935,646 | 0.1% |
| Individuals | 7 | $922,633 | 0.0% |
Filing source
Form ADV 1796341 · Oct 27, 2023 · Item 5.D
Reported by BLACKROCK FINANCIAL MANAGEMENT, INC (CRD 107105).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
296 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
Q-BLK APPRECIATION FUND, L.P.Hedge Fund$190MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
DELOITTE & TOUCHE
PCAOB 1096
BLACKROCK INVESTMENTS, LLC
CRD 38642 · SEC 8-48436
Fund details & source
- Fund ID
- 805-9675025051
- Reported beneficial owners
- 38
- Minimum commitment
- $2M
- Form D file number
- 021-74271
Form ADV 1796341 · Oct 27, 2023 · Schedule D 7.B.(1)
Reported by BLACKROCK FINANCIAL MANAGEMENT, INC (CRD 107105).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
NEIL ENHANCED OPPORTUNITIES FUND, L.P.Hedge Fund$190MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
DELOITTE & TOUCHE
PCAOB 1096
BLACKROCK INVESTMENTS, LLC
CRD 38642 · SEC 8-48436
Fund details & source
- Fund ID
- 805-2176622018
- Reported beneficial owners
- 2
- Minimum commitment
- $0
- Form D file number
- 021-330313
Form ADV 1796341 · Oct 27, 2023 · Schedule D 7.B.(1)
Reported by BLACKROCK FINANCIAL MANAGEMENT, INC (CRD 107105).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Q-BLK STRATEGIC PARTNERS, INCHedge Fund$189MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
DELOITTE & TOUCHE
PCAOB 1096
BLACKROCK INVESTMENTS, LLC
CRD 38642 · SEC 8-48436
Fund details & source
- Fund ID
- 805-6394285621
- Reported beneficial owners
- 36
- Minimum commitment
- $5M
- Form D file number
- 021-71102
Form ADV 1796341 · Oct 27, 2023 · Schedule D 7.B.(1)
Reported by BLACKROCK FINANCIAL MANAGEMENT, INC (CRD 107105).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
SONJ FUND ALIGNMENT AND INCENTIVE REFORM, L.P.Hedge Fund$189MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
DELOITTE & TOUCHE
PCAOB 1096
Fund details & source
- Fund ID
- 805-8624183040
- Reported beneficial owners
- 3
- Minimum commitment
- $0
- Form D file number
- 021-294357
Form ADV 1796341 · Oct 27, 2023 · Schedule D 7.B.(1)
Reported by BLACKROCK FINANCIAL MANAGEMENT, INC (CRD 107105).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
BLACKROCK APPRECIATION STRATEGY FUND, LLCHedge Fund$182MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
DELOITTE & TOUCHE
PCAOB 1096
BLACKROCK INVESTMENTS, LLC
CRD 38642 · SEC 8-48436
Fund details & source
- Fund ID
- 805-4135903062
- Reported beneficial owners
- 46
- Minimum commitment
- $5M
- Form D file number
- 021-42905
Form ADV 1796341 · Oct 27, 2023 · Schedule D 7.B.(1)
Reported by BLACKROCK FINANCIAL MANAGEMENT, INC (CRD 107105).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
BLACKROCK DEFENSIVE FACTOR AND ALPHA OVERLAY STRATEGY LLC - AGGHedge Fund$177MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- No
- External marketing
- Yes
DELOITTE & TOUCHE
PCAOB 1096
BLACKROCK INVESTMENTS, LLC
CRD 38642 · SEC 8-48436
Fund details & source
- Fund ID
- 805-3164853249
- Reported beneficial owners
- 2
- Minimum commitment
- $100K
Form ADV 1796341 · Oct 27, 2023 · Schedule D 7.B.(1)
Reported by BLACKROCK FINANCIAL MANAGEMENT, INC (CRD 107105).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
BLACKROCK MULTI-STRATEGY CREDIT FUND LLCHedge Fund · Feeder$176MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- Yes
- External marketing
- No
PWC
PCAOB 238
Fund details & source
- Fund ID
- 805-7640079708
- Reported beneficial owners
- 114
- Minimum commitment
- $1M
Form ADV 1796341 · Oct 27, 2023 · Schedule D 7.B.(1)
Reported by BLACKROCK FINANCIAL MANAGEMENT, INC (CRD 107105).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Aug 30, 2023 · previous imported filing
No comparable changes in the displayed metrics.
Filing source
Form ADV 1796341 · Oct 27, 2023 · Items 1 & 5
Reported by BLACKROCK FINANCIAL MANAGEMENT, INC (CRD 107105).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $1.16T
- Non-discretionary
- $3.24B
Reported services
Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Pension consulting · Selection of other advisers
Compensation
Percentage of assets · Fixed · Performance-based
Principal office
50 HUDSON YARDSNEW YORK, NY, 10001, United States
CRD 107105
Filing source
Form ADV 1796341 · Oct 27, 2023 · Items 1 & 5
Reported by BLACKROCK FINANCIAL MANAGEMENT, INC (CRD 107105).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.