Investment adviser · CRD 162591

BASIX CAPITAL, LLC

Investment adviser filing (IA)

SAN FRANCISCO, CA, United States · Form ADV filed Apr 18, 2012

Regulatory AUM
$140M
Form ADV · Item 5.F
Client accounts
4
Accounts, not individual clients

Not available in this filing: Employees, Advisory professionals.

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

BASIX CAPITAL OFFSHORE FUND, LTD.Hedge Fund · Last reported Apr 18, 2012$59.8MGross asset value

Form D fundraising filings

BASIX CAPITAL OFFSHORE FUND LTD

Fund administrator ISIS FUND SERVICES LTD. HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN KASS GRAND CAYMAN, Cayman Islands
Custodian BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No
Prime broker BARCLAYS CAPITAL INC. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BARCLAYS CAPITAL INC.
SEC 8-41342

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342

Fund details & source
Fund ID
805-3091121906
Reported beneficial owners
10
Minimum commitment
$500K
Form D file number
021-70318

Form ADV 639417 · Apr 18, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BASIX CAPITAL QUALIFIED FUND, L.P.Hedge Fund · Last reported Apr 18, 2012$39.1MGross asset value

Form D fundraising filings

BASIX CAPITAL QUALIFIED FUND, L. P.

Fund administrator CORE FUND SOLUTIONS, LLC MOUNTAIN VIEW, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN KASS WALNUT CREEK, California, United States
Custodian UBS SECURITIES LLC SAN FRANCISCO, California, United States Related to adviser: No
Prime broker UBS SECURITIES LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

UBS SECURITIES LLC
SEC 8-22651

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Fund details & source
Fund ID
805-7083403645
Reported beneficial owners
16
Minimum commitment
$500K
Form D file number
021-62599

Form ADV 639417 · Apr 18, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BASIX CAPITAL FUND, L.P.Hedge Fund · Last reported Apr 18, 2012$35.4MGross asset value

Form D fundraising filings

BASIX CAPITAL FUND, L.P.

Fund administrator CORE FUND SOLUTIONS, LLC MOUNTAIN VIEW, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN KASS WALNUT CREEK, California, United States
Custodian UBS SECURITIES LLC SAN FRANCISCO, California, United States Related to adviser: No
Prime broker UBS SECURITIES LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

UBS SECURITIES LLC
SEC 8-22651

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Fund details & source
Fund ID
805-3939452932
Reported beneficial owners
30
Minimum commitment
$500K
Form D file number
021-39071

Form ADV 639417 · Apr 18, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 18, 2012. View historical filings

Reported services

Individual portfolio management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

ONE MONTGOMERY STREET, SUITE 3300
SAN FRANCISCO, CA, 94104, United States

CRD 162591

Filing source

Form ADV 639417 · Apr 18, 2012 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.