Form D · Hedge Fund

BASIX CAPITAL QUALIFIED FUND, L. P.

San Francisco, CA · CIK 0001278495

Offering snapshot reported Feb 16, 2012 · SEC filing

Reported sold
$132M
Offering amount: $500M
Investors reported
31
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Feb 1, 2004
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$65.8M$132MMar 3, 2009: $112,985,666.00Mar 3, 2009Feb 26, 2010: $120,835,666.00Feb 26, 2010Feb 25, 2011: $129,535,666.00Feb 25, 2011Feb 16, 2012: $131,535,666.00Feb 16, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$129,535,666 → $131,535,666
  • Reported investors30 → 31

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 16, 2012Amendment$131,535,666$2,000,000vs Feb 25, 201131SEC filing
Feb 25, 2011Amendment$129,535,666$8,700,000vs Feb 26, 201030SEC filing
Feb 26, 2010Amendment$120,835,666$7,850,000vs Mar 3, 200927SEC filing
Mar 3, 2009Amendment$112,985,666No comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-62599
Limited partner interests

Source: Form D, filed Feb 16, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BASIX CAPITAL QUALIFIED FUND, L.P.

Investment adviser: BASIX CAPITAL, LLC

Gross asset value
$39.1M
Beneficial owners
16
ADV minimum commitment
$500K

Reported in Form ADV on Apr 18, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CORE FUND SOLUTIONS, LLC MOUNTAIN VIEW, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN KASS WALNUT CREEK, California, United States
Custodian UBS SECURITIES LLC SAN FRANCISCO, California, United States Related to adviser: No
Prime broker UBS SECURITIES LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

UBS SECURITIES LLC
SEC 8-22651

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Filing source

Form ADV 639417 · Apr 18, 2012 · Schedule D 7.B.(1), fund 805-7083403645

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Basix Capital, Llc Executive, Promoter
Matthew P. Spotswood Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
One Montgomery Street, Suite 3300
San Francisco, CA, 94104