Form D · Hedge Fund

BASIX CAPITAL FUND, L.P.

San Francisco, CA · CIK 0001165971

Offering snapshot reported Feb 15, 2012 · SEC filing

Reported sold: $42M
Investors reported: 54
Minimum accepted: $500K
First sale: Jan 1, 2002

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$41,571,000 → $42,021,000
Reported investors52 → 54

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 15, 2012	Amendment	$42,021,000	$450,000vs Feb 25, 2011	54	SEC filing
Feb 25, 2011	Amendment	$41,571,000	$4,375,000vs Feb 26, 2010	52	SEC filing
Feb 26, 2010	Amendment	$37,196,000	$2,050,000vs Mar 2, 2009	46	SEC filing
Mar 2, 2009	Amendment	$35,146,000	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund, Other
Exemptions: 06, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-39071

Limited partner interests

Source: Form D, filed Feb 15, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BASIX CAPITAL FUND, L.P.

Investment adviser: BASIX CAPITAL, LLC

Gross asset value: $35.4M
Beneficial owners: 30
ADV minimum commitment: $500K

Reported in Form ADV on Apr 18, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CORE FUND SOLUTIONS, LLC MOUNTAIN VIEW, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ROTHSTEIN KASS WALNUT CREEK, California, United States

Custodian UBS SECURITIES LLC SAN FRANCISCO, California, United States Related to adviser: No

Prime broker UBS SECURITIES LLC SAN FRANCISCO, California, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

UBS SECURITIES LLC
SEC 8-22651

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Filing source

Form ADV 639417 · Apr 18, 2012 · Schedule D 7.B.(1), fund 805-3939452932

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Basix Capital, Llc	Executive, Promoter
Matthew P. Spotswood	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

One Montgomery Street, Suite 3300
San Francisco, CA, 94104