Investment adviser · CRD 315851

B. RILEY WEALTH PRIVATE SHARES

Investment adviser filing (IA)

B. RILEY WEALTH PRIVATE SHARES, LLC

MEMPHIS, TN, United States · Form ADV filed Mar 31, 2026

Regulatory AUM: $47.6M
Client accounts: 8
Employees: 8
Advisory professionals: 3

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	8	$47,639,513	100.0%

Filing source

Form ADV 2083801 · Mar 31, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

23 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

NAM SPECIAL SITUATIONS FUND I QP, LLC SERIES F1Private Equity Fund · Last reported Mar 31, 2026$20.2MGross asset value

Form D fundraising filings

NAM Special Situations Fund I QP, LLC - Series F1

Fund administrator TMF GROUP CARY, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor SPICER JEFFRIES LLP DENVER, Colorado, United States

Custodian FLAGSTAR BANK NEW YORK, New York, United States Related to adviser: No

Custodian UBS FINANCIAL SERVICES INC. HONG KONG, China Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

SPICER JEFFRIES LLP
PCAOB 349

UBS FINANCIAL SERVICES INC.
SEC 8-16267

Fund details & source

Fund ID: 805-6826191186
Reported beneficial owners: 156
Minimum commitment: $25K
Form D file number: 021-308937

Form ADV 2083801 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

B. RILEY PRIVATE SHARES FUND 2023-3, LLCPrivate Equity Fund · Last reported Mar 31, 2026$9.88MGross asset value

Form D fundraising filings

B. Riley Private Shares Fund 2023-3, LLC

Fund administrator NAV CONSULTING OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor SPICER JEFFRIES LLP DENVER, Colorado, United States

Custodian AXOS BANK SAN DIEGO, California, United States Related to adviser: No

Marketer B. RILEY WEALTH MANAGEMENT MEMPHIS, Tennessee, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

SPICER JEFFRIES LLP
PCAOB 349

AXOS BANK
LEI 524995

B. RILEY WEALTH MANAGEMENT
CRD 2543 · SEC 8-31206

Fund details & source

Fund ID: 805-8667428358
Reported beneficial owners: 68
Minimum commitment: $50K
Form D file number: 021-507287

Form ADV 2083801 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

B. RILEY PRIVATE SHARES FUND 2022-1, LLCPrivate Equity Fund · Last reported Mar 31, 2026$6.58MGross asset value

Form D fundraising filings

B. Riley Private Shares Fund 2022-1, LLC

Fund administrator NAV CONSULTING OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor SPICER JEFFRIES LLP DENVER, Colorado, United States

Custodian AXOS BANK SAN DIEGO, California, United States Related to adviser: No

Custodian INSPIRA FINANCIAL TRUST, LLC OAK BROOK, Illinois, United States Related to adviser: No

Marketer B. RILEY WEALTH MANAGEMENT MEMPHIS, Tennessee, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

SPICER JEFFRIES LLP
PCAOB 349

AXOS BANK
LEI 524995

B. RILEY WEALTH MANAGEMENT
CRD 2543 · SEC 8-31206

Fund details & source

Fund ID: 805-9811520791
Reported beneficial owners: 56
Minimum commitment: $50K
Form D file number: 021-454529

Form ADV 2083801 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

B. RILEY PRIVATE SHARES FUND 2023-1, LLCPrivate Equity Fund · Last reported Mar 31, 2026$6.13MGross asset value

Form D fundraising filings

B. Riley Private Shares Fund 2023-1, LLC

Fund administrator NAV CONSULTING OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor SPICER JEFFRIES LLP DENVER, Colorado, United States

Custodian AXOS BANK SAN DIEGO, California, United States Related to adviser: No

Marketer B. RILEY WEALTH MANAGEMENT MEMPHIS, Tennessee, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

SPICER JEFFRIES LLP
PCAOB 349

AXOS BANK
LEI 524995

B. RILEY WEALTH MANAGEMENT
CRD 2543 · SEC 8-31206

Fund details & source

Fund ID: 805-2999404322
Reported beneficial owners: 69
Minimum commitment: $25K
Form D file number: 021-484631

Form ADV 2083801 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

B. RILEY PRIVATE SHARES FUND 2022-1 QP, LLCPrivate Equity Fund · Last reported Mar 31, 2026$2.96MGross asset value

Form D fundraising filings

B. Riley Private Shares Fund 2022-1 QP, LLC

Fund administrator NAV CONSULTING OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor SPICER JEFFRIES LLP DENVER, Colorado, United States

Custodian AXOS BANK SAN DIEGO, California, United States Related to adviser: No

Custodian INSPIRA FINANCIAL TRUST, LLC OAK BROOK, Illinois, United States Related to adviser: No

Marketer B. RILEY WEALTH MANAGEMENT MEMPHIS, Tennessee, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

SPICER JEFFRIES LLP
PCAOB 349

AXOS BANK
LEI 524995

B. RILEY WEALTH MANAGEMENT
CRD 2543 · SEC 8-31206

Fund details & source

Fund ID: 805-1675873010
Reported beneficial owners: 31
Minimum commitment: $50K
Form D file number: 021-473025

Form ADV 2083801 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SOCIAL INTERNET FUND I, LLCPrivate Equity Fund · Last reported Mar 31, 2026$1.58MGross asset value

Form D fundraising filings

Social Internet Fund I LLC

Fund administrator TMF GROUP CARY, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor SPICER JEFFRIES LLP DENVER, Colorado, United States

Custodian EQUITY TRUST WESTLAKE, Ohio, United States Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

SPICER JEFFRIES LLP
PCAOB 349

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Fund details & source

Fund ID: 805-3939637533
Reported beneficial owners: 100
Minimum commitment: $100K
Form D file number: 021-177701

Form ADV 2083801 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

B. RILEY PRIVATE SHARES 2023-2 QP, LLCPrivate Equity Fund · Last reported Mar 31, 2026$321KGross asset value

Form D fundraising filings

B. Riley Private Shares 2023-2 QP, LLC

Fund administrator NAV CONSULTING OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor SPICER JEFFRIES LLP DENVER, Colorado, United States

Custodian AXOS BANK SAN DIEGO, California, United States Related to adviser: No

Custodian INSPIRA FINANCIAL TRUST, LLC OAK BROOK, Illinois, United States Related to adviser: No

Marketer B. RILEY WEALTH MANAGEMENT MEMPHIS, Tennessee, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

SPICER JEFFRIES LLP
PCAOB 349

AXOS BANK
LEI 524995

B. RILEY WEALTH MANAGEMENT
CRD 2543 · SEC 8-31206

Fund details & source

Fund ID: 805-6734068273
Reported beneficial owners: 310
Minimum commitment: $50K
Form D file number: 021-491253

Form ADV 2083801 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

40 S. MAIN ST., SUITE 1600
MEMPHIS, TN, 38103, United States

CRD 315851

Filing source

Form ADV 2083801 · Mar 31, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.