Form D · Venture Capital Fund

NAM Special Situations Fund I QP, LLC - Series F1

New York, NY · CIK 0001734724

Offering snapshot reported Jan 27, 2021 · SEC filing

Reported sold
$19.8M
Offering amount: $25M
Investors reported
178
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Mar 30, 2018
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 178

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 27, 2021Amendment$19,789,000No comparison178SEC filing
Mar 29, 2018InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$2.5M (estimated)
Finders' fees
$0
Form D file number
021-308937
Assumes maximum commissions earned.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
National Securities Corporation7569

Source: Form D, filed Jan 27, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

NAM SPECIAL SITUATIONS FUND I QP, LLC SERIES F1

Investment adviser: B. RILEY WEALTH PRIVATE SHARES, LLC

Gross asset value
$20.2M
Beneficial owners
156
ADV minimum commitment
$25K

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator TMF GROUP CARY, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor SPICER JEFFRIES LLP DENVER, Colorado, United States
Custodian FLAGSTAR BANK NEW YORK, New York, United States Related to adviser: No
Custodian UBS FINANCIAL SERVICES INC. HONG KONG, China Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

SPICER JEFFRIES LLP
PCAOB 349

UBS FINANCIAL SERVICES INC.
SEC 8-16267

Filing source

Form ADV 2083801 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-6826191186

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Tom Kowalczyk Executive
Michael Mullen Executive
Nam Special Situations Management Llc Executive
National Asset Management, Inc. Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
200 Vesey Street, 25 Th Floor
New York, NY, 10281