Form D · Other Investment Fund

B. Riley Private Shares Fund 2023-1, LLC

Memphis, TN · CIK 0001982065

Offering snapshot reported Jun 20, 2023 · SEC filing

Reported sold
$3.68M
Offering amount: $10M
Investors reported
36
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
May 31, 2023
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 20, 2023Initial$3,675,000No comparison36SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$1M (estimated)
Finders' fees
$0
Form D file number
021-484631

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
B Riley Wealth Management2543

Source: Form D, filed Jun 20, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

B. RILEY PRIVATE SHARES FUND 2023-1, LLC

Investment adviser: B. RILEY WEALTH PRIVATE SHARES, LLC

Gross asset value
$6.13M
Beneficial owners
69
ADV minimum commitment
$25K

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV CONSULTING OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor SPICER JEFFRIES LLP DENVER, Colorado, United States
Custodian AXOS BANK SAN DIEGO, California, United States Related to adviser: No
Marketer B. RILEY WEALTH MANAGEMENT MEMPHIS, Tennessee, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

SPICER JEFFRIES LLP
PCAOB 349

AXOS BANK
LEI 524995

B. RILEY WEALTH MANAGEMENT
CRD 2543 · SEC 8-31206

Filing source

Form ADV 2083801 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-2999404322

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Chuck Hastings Executive
Michael Mullen Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
40 South Main Suite 1800
Memphis, TN, 38103