Investment adviser · CRD 144927

AWJ CAPITAL PARTNERS, LLC

Investment adviser filing (IA)

MINNEAPOLIS, MN, United States · Form ADV filed Aug 1, 2014

Regulatory AUM
$57.2M
Form ADV · Item 5.F
Client accounts
2
Accounts, not individual clients
Employees
5
Reported in this filing
Advisory professionals
3
Investment advisory functions

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

AWJ GLOBAL SUSTAINABLE FUND, LP.Hedge Fund · Last reported Aug 1, 2014$57.8MGross asset value

Form D fundraising filings

AWJ Global Sustainable Fund L.P.

Feeder funds

  • AWJ GLOBAL SUSTAINABLE OFFSHORE FUND, LTD.
Fund administrator WOODFIELD FUND ADMINISTRATION, LLC ROLLING MEADOWS, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MCGLADREY & PULLEN, LLP CHICAGO, Illinois, United States
Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian JPMORGAN CHASE BANK CHICAGO, Illinois, United States Related to adviser: No
Prime broker JEFFERIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

JEFFERIES LLC
SEC 8-15074

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Fund details & source
Fund ID
805-8525723022
Reported beneficial owners
64
Minimum commitment
$250K
Form D file number
021-138295

Form ADV 835921 · Aug 1, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AWJ MASTER FUND, LTD.Hedge Fund · Last reported Mar 29, 2012$43MGross asset value

Form D fundraising filings

AWJ MASTER FUND LTD

Feeder funds

  • AWJ FUND, LP.
  • AWJ OFFSHORE FUND, LTD.
Fund administrator WOODFIELD FUND ADMINISTRATION, LLC ROLLING MEADOWS, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MCGLADREY & PULLEN, LLP CHICAGO, Illinois, United States
Custodian JPMORGAN CHASE BANK CHICAGO, Illinois, United States Related to adviser: No
Marketer ACCESSALPHA WORLDWIDE, LLC EVANSTON, Illinois, United States Related to adviser: No
Marketer FAIRVIEW SECURITIES, INC. DARIEN, Connecticut, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

FAIRVIEW SECURITIES, INC.
CRD 35703 · SEC 8-46868

Fund details & source
Fund ID
805-5761389163
Reported beneficial owners
2
Minimum commitment
$1M
Form D file number
021-115000

Form ADV 619861 · Mar 29, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AWJ FUND II, LP.Hedge Fund · Last reported Mar 29, 2012$12.2MGross asset value

Form D fundraising filings

AWJ Fund II,L.P.

Feeder funds

  • AWJ OFFSHORE FUND II, LTD
Fund administrator WOODFIELD FUND ADMINISTRATION, LLC ROLLING MEADOWS, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MCGLADREY & PULLEN, LLP CHICAGO, Illinois, United States
Custodian JPMORGAN CHASE BANK CHICAGO, Illinois, United States Related to adviser: No
Marketer ACCESSALPHA WORLDWIDE, LLC EVANSTON, Illinois, United States Related to adviser: No
Marketer FAIRVIEW SECURITIES, INC. DARIEN, Connecticut, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

FAIRVIEW SECURITIES, INC.
CRD 35703 · SEC 8-46868

Fund details & source
Fund ID
805-8620038142
Reported beneficial owners
18
Minimum commitment
$250K
Form D file number
021-134786

Form ADV 619861 · Mar 29, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Aug 1, 2014. View historical filings

Reported services

Pooled investment vehicle management · Selection of other advisers

Compensation

Percentage of assets · Performance-based

Principal office

222 SOUTH 9TH STREET, SUITE 3035
MINNEAPOLIS, MN, 55402, United States

CRD 144927

Filing source

Form ADV 835921 · Aug 1, 2014 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.