Form D · Hedge Fund

AWJ Fund II,L.P.

Minneapolis, MN · CIK 0001473113

Offering snapshot reported Sep 4, 2012 · SEC filing

Reported sold: $2.67M
Investors reported: 8
Minimum accepted: $100K
First sale: Jan 1, 2010

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 8
Minimum accepted$1 → $100,000

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Sep 4, 2012	Amendment	$2,670,360	No comparison	8	SEC filing
Sep 7, 2011	Amendment	$5,185,000	No comparison	10	SEC filing
Sep 28, 2010	Amendment	$2,900,000	No comparison	8	SEC filing
Sep 28, 2009	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-134786

Source: Form D, filed Sep 4, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AWJ FUND II, LP.

Investment adviser: AWJ CAPITAL PARTNERS, LLC

Gross asset value: $12.2M
Beneficial owners: 18
ADV minimum commitment: $250K

Reported in Form ADV on Mar 29, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator WOODFIELD FUND ADMINISTRATION, LLC ROLLING MEADOWS, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor MCGLADREY & PULLEN, LLP CHICAGO, Illinois, United States

Custodian JPMORGAN CHASE BANK CHICAGO, Illinois, United States Related to adviser: No

Marketer ACCESSALPHA WORLDWIDE, LLC EVANSTON, Illinois, United States Related to adviser: No

Marketer FAIRVIEW SECURITIES, INC. DARIEN, Connecticut, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

FAIRVIEW SECURITIES, INC.
CRD 35703 · SEC 8-46868

Filing source

Form ADV 619861 · Mar 29, 2012 · Schedule D 7.B.(1), fund 805-8620038142

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
AWJ FUND LP	Nov 8, 2011	$2,988,095	6
AWJ Fund II,L.P. (this fund)	Sep 4, 2012	$2,670,360	8

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Awj Capital Partners, Llc	Promoter
Jonathon S. Clark	Director
Matthew O. Fitzmaurice	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Awj Capital Partners, Llc 222 South 9 Th Street, Suite 3035
Minneapolis, MN, 55402