Form D · Hedge Fund

AWJ Global Sustainable Fund L.P.

Minneapolis, MN · CIK 0001482418

Offering snapshot reported Feb 12, 2014 · SEC filing

Reported sold
$47.3M
Indefinite offering
Investors reported
43
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Jan 1, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$23.6M$47.3MJan 29, 2010Jan 27, 2011: $16,570,000.00Jan 27, 2011Jan 25, 2012: $18,965,000.00Jan 25, 2012Jan 28, 2013: $24,104,924.00Jan 28, 2013Feb 12, 2014: $47,251,897.00Feb 12, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$24,104,924 → $47,251,897
  • Reported investors35 → 43
  • Minimum accepted$100,000 → $250,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 12, 2014Amendment$47,251,897$23,146,973vs Jan 28, 201343SEC filing
Jan 28, 2013Amendment$24,104,924No comparison35SEC filing
Jan 25, 2012Amendment$18,965,000No comparison28SEC filing
Jan 27, 2011Amendment$16,570,000No comparison26SEC filing
Jan 29, 2010InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-138295

Source: Form D, filed Feb 12, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AWJ GLOBAL SUSTAINABLE FUND, LP.

Investment adviser: AWJ CAPITAL PARTNERS, LLC

Gross asset value
$57.8M
Beneficial owners
64
ADV minimum commitment
$250K

Reported in Form ADV on Aug 1, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator WOODFIELD FUND ADMINISTRATION, LLC ROLLING MEADOWS, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MCGLADREY & PULLEN, LLP CHICAGO, Illinois, United States
Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian JPMORGAN CHASE BANK CHICAGO, Illinois, United States Related to adviser: No
Prime broker JEFFERIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

JEFFERIES LLC
SEC 8-15074

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Filing source

Form ADV 835921 · Aug 1, 2014 · Schedule D 7.B.(1), fund 805-8525723022

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Awj Capital Partners S, Llc Promoter
Jonathon S. Clark Executive
Matthew O. Fitzmaurice Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Awj Capital Partners S, Llc 222 South 9 Th Street, Suite 3035
Minneapolis, MN, 55402