Investment adviser · CRD 161721
GUPTA WEALTH MANAGEMENT, LLC
Investment adviser filing (IA)
SAN DIEGO, CA, United States · Form ADV filed Feb 22, 2017
- Regulatory AUM
- $2.53M Form ADV · Item 5.F
- Client accounts
- 16 Accounts, not individual clients
- Employees
- 4 Reported in this filing
- Advisory professionals
- 3 Investment advisory functions
Private funds & service providers
6 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
SENIOR HOUSING NVCA, LLCReal Estate Fund · Last reported Mar 30, 2016$10.4MGross asset value
Form D fundraising filings
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC.
SEC 8-35097
Fund details & source
- Fund ID
- 805-3840315336
- Reported beneficial owners
- 45
- Minimum commitment
- $0
- Form D file number
- 021-238564
Form ADV 992467 · Mar 30, 2016 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
PHP TX LLCReal Estate Fund · Last reported Mar 30, 2016$6MGross asset value
Form D fundraising filings
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC.
SEC 8-35097
Fund details & source
- Fund ID
- 805-3325140228
- Reported beneficial owners
- 20
- Minimum commitment
- $0
- Form D file number
- 021-238683
Form ADV 992467 · Mar 30, 2016 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
GUPTA WEALTH SERIES OF COPPERSTONE MULTI SERIES IDF, LPHedge Fund · Last reported Mar 30, 2016$4.05MGross asset value
Form D fundraising filings
Gupta Wealth Series of Copperstone Multi-Series IDF, LP
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PERSHING ADVISOR SOLUTIONS LLC
SEC 8-47425
Fund details & source
- Fund ID
- 805-3195462827
- Reported beneficial owners
- 1
- Minimum commitment
- $1M
- Form D file number
- 021-223840
Form ADV 992467 · Mar 30, 2016 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
LAVENDER SENIOR LIVING LLCReal Estate Fund · Last reported Mar 30, 2016$2.03MGross asset value
Form D fundraising filings
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC.
SEC 8-35097
Fund details & source
- Fund ID
- 805-3454562849
- Reported beneficial owners
- 11
- Minimum commitment
- $0
- Form D file number
- 021-238569
Form ADV 992467 · Mar 30, 2016 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
GWM MONTGOMERY RIVER INVESTORS LLCReal Estate Fund · Last reported Jun 4, 2015$74.1KGross asset value
Form D fundraising filings
GWM MONTGOMERY RIVER INVESTORS, LLC
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC.
SEC 8-35097
Fund details & source
- Fund ID
- 805-5506299532
- Reported beneficial owners
- 13
- Minimum commitment
- $0
- Form D file number
- 021-229391
Form ADV 927155 · Jun 4, 2015 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
GWM INDUSTRIAL S&G INVESTORS, LLCReal Estate Fund · Last reported Jun 4, 2015$30.9KGross asset value
Form D fundraising filings
GWM Industrial S&G Investors, LLC
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC.
SEC 8-35097
Fund details & source
- Fund ID
- 805-6055928106
- Reported beneficial owners
- 13
- Minimum commitment
- $0
- Form D file number
- 021-230030
Form ADV 927155 · Jun 4, 2015 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Feb 22, 2017. View historical filings
Reported services
Individual portfolio management
Compensation
Percentage of assets
Principal office
12760 HIGH BLUFF DRIVE, SUITE 120SAN DIEGO, CA, 92130, United States
CRD 161721
Filing source
Form ADV 1077993 · Feb 22, 2017 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.