Form D · Insurance

Gupta Wealth Series of Copperstone Multi-Series IDF, LP

San Diego, CA · CIK 0001618124

Offering snapshot reported Sep 24, 2018 · SEC filing

Reported sold: $2.64M
Investors reported: 2
Minimum accepted: $1M
First sale: Aug 13, 2014

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Sep 24, 2018	Amendment	$2,640,000	$0vs Sep 28, 2017	2	SEC filing
Sep 21, 2018	Amendment	$2,640,000	$0vs Sep 28, 2017	2	SEC filing
Sep 28, 2017	Initial	$2,640,000	No comparison	2	SEC filing
Sep 21, 2016	Amendment	$2,640,000	$0vs Sep 23, 2015	2	SEC filing
Sep 23, 2015	Amendment	$2,640,000	$0vs Aug 29, 2014	2	SEC filing
Aug 29, 2014	Initial	$2,640,000	No comparison	2	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-295576

This offering is currently winding down, and should be fully dissolved and finished by October 2018.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Gupta Wealth Management, LLC	161721

Source: Form D, filed Sep 24, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GUPTA WEALTH SERIES OF COPPERSTONE MULTI SERIES IDF, LP

Investment adviser: GUPTA WEALTH MANAGEMENT, LLC

Gross asset value: $4.05M
Beneficial owners: 1
ADV minimum commitment: $1M

Reported in Form ADV on Mar 30, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MG STOVER & CO. BROOMFIELD, Colorado, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor MCGLADREY, LLP CHICAGO, Illinois, United States

Custodian PERSHING ADVISOR SOLUTIONS LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PERSHING ADVISOR SOLUTIONS LLC
SEC 8-47425

Filing source

Form ADV 992467 · Mar 30, 2016 · Schedule D 7.B.(1), fund 805-3195462827

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Donald Robert Carter	Executive
Joshua Paul Jenkins Robbins	Executive, Promoter

Issuer details

Industry: Insurance (See others in industry)

Address:

12625 High Bluff Drive Suite 210
San Diego, CA, 92130