Form D · Other Real Estate

GWM Industrial S&G Investors, LLC

San Diego, CA · CIK 0001627955

Offering snapshot reported Dec 12, 2014 · SEC filing

Reported sold
$1.06M
Offering amount: $1.06M
Investors reported
13
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Dec 8, 2014
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 12, 2014Initial$1,063,265No comparison13SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-230030

Source: Form D, filed Dec 12, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GWM INDUSTRIAL S&G INVESTORS, LLC

Investment adviser: GUPTA WEALTH MANAGEMENT, LLC

Gross asset value
$30.9K
Beneficial owners
13
ADV minimum commitment
$0

Reported in Form ADV on Jun 4, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor ASHLAND PARTNERS & COMPANY LLP JACKSONVILLE, Oregon, United States
Custodian FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. SMITHFIELD, Rhode Island, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC.
SEC 8-35097

Filing source

Form ADV 927155 · Jun 4, 2015 · Schedule D 7.B.(1), fund 805-6055928106

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Ajay Gupta Director, Executive
Management, Llc Gupta Wealth Director
Partners 2014, Llc Gwm Real Estate Director

Issuer details

Industry: Other Real Estate (See others in industry)

Address:
12760 High Bluff Drive, Suite 120
San Diego, CA, 92130