Investment adviser · CRD 309234
APOGEM CAPITAL LLC
NEW YORK, NY, United States · Form ADV filed Jul 31, 2026
- Regulatory AUM
- $43.8B Form ADV · Item 5.F
- Client accounts
- 144 Accounts, not individual clients
- Employees
- 259 Reported in this filing
- Advisory professionals
- 127 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | $28,671,215,908 | 205 | Mar 31, 2022 |
| 2022 | $40,295,545,716 | 228 | Mar 31, 2023 |
| 2023 | $41,789,132,849 | 252 | Mar 28, 2024 |
| 2024 | $40,645,545,384 | 257 | Mar 30, 2025 |
| 2025 | $43,819,423,421 | 259 | Mar 30, 2026 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 137 | $23,495,086,815 | 53.6% |
| Corporations & businesses | Fewer than 5 | $11,953,339,671 | 27.3% |
| Insurance companies | Fewer than 5 | $8,182,629,118 | 18.7% |
| Charities | Fewer than 5 | $174,940,337 | 0.4% |
| High-net-worth individuals | Fewer than 5 | $13,427,480 | 0.0% |
| Investment companies | 1 | $0 | 0.0% |
Filing source
Form ADV 2123386 · Jul 31, 2026 · Item 5.D
Reported by APOGEM CAPITAL LLC (CRD 309234).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
GEN II FUND SERVICES, LLC
Fund administrator · funds reporting this exact name in the selected filing
These are reported-name connections within this adviser's filing, not a verified global provider identity or market-wide client count.
Private funds & service providers
114 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
GOLDPOINT PARTNERS SELECT MANAGER FUND IV, LPPrivate Equity Fund · Master$880MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
BLACKROCK, INC.
LEI 549300LRIF3NWCU26A80
JP MORGAN
LEI 984500653R409CC5AB28
Fund details & source
- Fund ID
- 805-3142196598
- Reported beneficial owners
- 27
- Minimum commitment
- $5M
- Form D file number
- 021-301227
Form ADV 2123386 · Jul 31, 2026 · Schedule D 7.B.(1)
Reported by APOGEM CAPITAL LLC (CRD 309234).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
RLP FUND LPPrivate Equity Fund$863MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
PNC BANK, N.A.
LEI AD6GFRVSDT01YPT1CS68
Fund details & source
- Fund ID
- 805-5209709759
- Reported beneficial owners
- 73
- Minimum commitment
- $10M
Form ADV 2123386 · Jul 31, 2026 · Schedule D 7.B.(1)
Reported by APOGEM CAPITAL LLC (CRD 309234).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
PA SECONDARY FUND VI, LPPrivate Equity Fund · Master$784MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS
PCAOB 238
BLACKROCK INC.
LEI 549300LRIF3NWCU26A80
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221
Fund details & source
- Fund ID
- 805-9249750176
- Reported beneficial owners
- 109
- Minimum commitment
- $1M
- Form D file number
- 021-354835
Form ADV 2123386 · Jul 31, 2026 · Schedule D 7.B.(1)
Reported by APOGEM CAPITAL LLC (CRD 309234).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
APOGEM HERITAGE FUND VI, LPPrivate Equity Fund$774MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
PRICEWATERHOUSECOOPERS
PCAOB 238
BLACKROCK INC.
LEI 549300LRIF3NWCU26A80
PNC BANK, N.A.
LEI AD6GFRVSDT01YPT1CS68
Fund details & source
- Fund ID
- 805-1192205047
- Reported beneficial owners
- 48
- Minimum commitment
- $0
- Form D file number
- 021-485410
Form ADV 2123386 · Jul 31, 2026 · Schedule D 7.B.(1)
Reported by APOGEM CAPITAL LLC (CRD 309234).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
APOGEM US DIRECT LENDING LIMITED IPrivate Equity Fund · Master$768MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
COMPUTERSHARE TRUST COMPANY, N.A.
LEI 2549001YYB62BVMSAO13
Fund details & source
- Fund ID
- 805-5344612128
- Reported beneficial owners
- 2
- Minimum commitment
- $0
Form ADV 2123386 · Jul 31, 2026 · Schedule D 7.B.(1)
Reported by APOGEM CAPITAL LLC (CRD 309234).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
GOLDPOINT MEZZANINE PARTNERS IV, LPPrivate Equity Fund · Master$609MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
BANK OF NEW YORK
LEI 4EP6JBYBTPTQ47LZOB67
Fund details & source
- Fund ID
- 805-3446925783
- Reported beneficial owners
- 50
- Minimum commitment
- $100K
- Form D file number
- 021-247047
Form ADV 2123386 · Jul 31, 2026 · Schedule D 7.B.(1)
Reported by APOGEM CAPITAL LLC (CRD 309234).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
PA SMALL CO PRIVATE EQUITY FUND IX, LPPrivate Equity Fund · Master$563MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS
PCAOB 238
BLACKROCK INC.
LEI 549300LRIF3NWCU26A80
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221
Fund details & source
- Fund ID
- 805-8153861471
- Reported beneficial owners
- 68
- Minimum commitment
- $1M
- Form D file number
- 021-342416
Form ADV 2123386 · Jul 31, 2026 · Schedule D 7.B.(1)
Reported by APOGEM CAPITAL LLC (CRD 309234).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since May 14, 2026 · previous imported filing
No comparable changes in the displayed metrics.
Filing source
Form ADV 2123386 · Jul 31, 2026 · Items 1 & 5
Reported by APOGEM CAPITAL LLC (CRD 309234).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $41.4B
- Non-discretionary
- $2.46B
Reported services
Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers
Compensation
Percentage of assets · Fixed · Performance-based
Principal office
299 PARK AVENUE, 37TH FLOORNEW YORK, NY, 10171, United States
CRD 309234
Filing source
Form ADV 2123386 · Jul 31, 2026 · Items 1 & 5
Reported by APOGEM CAPITAL LLC (CRD 309234).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.