Form D · Private Equity Fund
GoldPoint Mezzanine Partners IV, LP
New York, NY · CIK 0001652367
Offering snapshot reported Aug 16, 2016 · SEC filing
- Reported sold
- $811M Indefinite offering
- Investors reported
- 34 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Aug 31, 2015 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$699,000,000 → $811,000,000
- Reported investors28 → 34
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 16, 2016 | Amendment | $811,000,000 | $112,000,000vs Mar 29, 2016 | 34 | SEC filing |
| Mar 29, 2016 | Amendment | $699,000,000 | $194,000,000vs Oct 30, 2015 | 28 | SEC filing |
| Oct 30, 2015 | Amendment | $505,000,000 | $205,000,000vs Sep 4, 2015 | 16 | SEC filing |
| Sep 4, 2015 | Initial | $300,000,000 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $2.74M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-247047
The sales commissions represent the estimated total amount to be paid over a three-year period.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Equus Financial Consulting LLC | 131449 | |
| William McCoy Limited | None | |
| Karroo Capital Ltd. | None | |
| Finance Advisory ApS | None | |
| Samsung Securities Co., LLC | None |
Source: Form D, filed Aug 16, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
Each card uses that adviser's latest imported filing. Filing dates can differ; these disclosures do not confirm a current relationship.
Matched by reported Form D file number
GOLDPOINT MEZZANINE PARTNERS IV, LP
Investment adviser: APOGEM CAPITAL LLC
- Gross asset value
- $609M
- Beneficial owners
- 50
- ADV minimum commitment
- $100K
Reported in Form ADV on Jul 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
BANK OF NEW YORK
LEI 4EP6JBYBTPTQ47LZOB67
Fund asset history · 5 annual observations
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| Fiscal year | Gross assets | Beneficial owners | ADV filed |
|---|---|---|---|
| 2021 | $1,398,763,707 | 50 | Mar 31, 2022 |
| 2022 | $1,478,540,428 | 50 | Mar 31, 2023 |
| 2023 | $1,170,490,132 | 50 | Mar 28, 2024 |
| 2024 | $817,494,524 | 50 | Mar 30, 2025 |
| 2025 | $608,893,088 | 50 | Mar 30, 2026 |
Filing source
Form ADV 2123386 · Jul 31, 2026 · Schedule D 7.B.(1), fund 805-3446925783
Reported by APOGEM CAPITAL LLC (CRD 309234).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| James M. Barker V | Executive |
| Robert M. Barrack | Executive |
| Matthew Cashion | Executive |
| N/A Gold Point Partners Llc | Promoter |
| Thomas M. Haubenstricker | Executive |
| David Scott Higbee | Executive |
| A. Vijay Palkar | Executive |
| A. Vijay Palker | Executive |
| Amanda Parness | Executive |
| John Schumacher | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10010
Phone: (212) 576-6500