Form D · Private Equity Fund

PA Small Co Private Equity Fund IX, LP

Richmond, VA · CIK 0001780179

Offering snapshot reported Jun 24, 2021 · SEC filing

Reported sold: $284M
Investors reported: 26
Minimum accepted: $1M
First sale: Jun 21, 2019

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$258,350,000 → $284,400,000
Reported investors13 → 26

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 24, 2021	Amendment	$284,400,000	$26,050,000vs Jun 24, 2020	26	SEC filing
Jun 24, 2020	Amendment	$258,350,000	No comparison	13	SEC filing
Jun 20, 2019	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-342416

Sales compensation recipients

Scroll to see all columns →

Recipient	CRD	Associated broker-dealer
NYLIFE Distributors LLC	35350

Source: Form D, filed Jun 24, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

Each card uses that adviser's latest imported filing. Filing dates can differ; these disclosures do not confirm a current relationship.

Matched by reported Form D file number

PA SMALL CO PRIVATE EQUITY FUND IX, LP

Investment adviser: APOGEM CAPITAL LLC

Gross asset value: $563M
Beneficial owners: 68
ADV minimum commitment: $1M

Reported in Form ADV on Jul 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor PRICEWATERHOUSECOOPERS MCLEAN, Virginia, United States Other funds reporting this name →

Custodian BLACKROCK INC. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Custodian KEYBANK CLEVELAND, Ohio, United States Related to adviser: No Other funds reporting this name →

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS
PCAOB 238

BLACKROCK INC.
LEI 549300LRIF3NWCU26A80

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Fund asset history · 5 annual observations

Scroll to see all columns →

Fiscal year	Gross assets	Beneficial owners	ADV filed
2021	$518,542,632	58	Mar 31, 2022
2022	$575,345,422	36	Mar 31, 2023
2023	$485,505,691	68	Mar 28, 2024
2024	$527,676,090	68	Mar 30, 2025
2025	$563,109,095	68	Mar 30, 2026

Filing source

Form ADV 2123386 · Jul 31, 2026 · Schedule D 7.B.(1), fund 805-8153861471

Reported by APOGEM CAPITAL LLC (CRD 309234).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Gregory Ciavarelli	Promoter
Gregory Ciaverelli	Promoter
Louis Moelchert, Iii	Promoter
Louis Moelchert, Jr.	Promoter
N/A Pascpef Ix Gp, Llc	Director, Executive
Christopher Stringer	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Riverfront Plaza West, 901 East Byrd St Suite 1400
Richmond, VA, 23219
Phone: 804-289-6000