Investment adviser · CRD 309234
APOGEM CAPITAL LLC
NEW YORK, NY, United States · Form ADV filed Mar 28, 2024
- Regulatory AUM
- $41.8B Form ADV · Item 5.F
- Client accounts
- 120 Accounts, not individual clients
- Employees
- 252 Reported in this filing
- Advisory professionals
- 116 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | $28,671,215,908 | 205 | Mar 31, 2022 |
| 2022 | $40,295,545,716 | 228 | Mar 31, 2023 |
| 2023 | $41,789,132,849 | 252 | Mar 28, 2024 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 115 | $20,564,689,532 | 49.2% |
| Insurance companies | Fewer than 5 | $11,167,328,922 | 26.7% |
| Corporations & businesses | Fewer than 5 | $9,886,114,860 | 23.7% |
| Charities | Fewer than 5 | $154,392,780 | 0.4% |
| High-net-worth individuals | Fewer than 5 | $16,606,755 | 0.0% |
Filing source
Form ADV 1836861 · Mar 28, 2024 · Item 5.D
Reported by APOGEM CAPITAL LLC (CRD 309234).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
JTC
Fund administrator · funds reporting this exact name in the selected filing
These are reported-name connections within this adviser's filing, not a verified global provider identity or market-wide client count.
Private funds & service providers
97 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
GOLDPOINT MEZZANINE PARTNERS IV, LPPrivate Equity Fund · Master$1.17BGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
BANK OF NEW YORK
LEI 4EP6JBYBTPTQ47LZOB67
Fund details & source
- Fund ID
- 805-3446925783
- Reported beneficial owners
- 50
- Minimum commitment
- $100K
- Form D file number
- 021-247047
Form ADV 1836861 · Mar 28, 2024 · Schedule D 7.B.(1)
Reported by APOGEM CAPITAL LLC (CRD 309234).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
APOGEM HERITAGE FUND VI, LPPrivate Equity Fund$1.05BGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
PRICEWATERHOUSECOOPERS
PCAOB 238
PNC BANK, N.A.
LEI AD6GFRVSDT01YPT1CS68
Fund details & source
- Fund ID
- 805-1192205047
- Reported beneficial owners
- 48
- Minimum commitment
- $0
- Form D file number
- 021-485410
Form ADV 1836861 · Mar 28, 2024 · Schedule D 7.B.(1)
Reported by APOGEM CAPITAL LLC (CRD 309234).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
GOLDPOINT PARTNERS SELECT MANAGER FUND IV, LPPrivate Equity Fund · Master$967MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
BLACKROCK, INC.
LEI 549300LRIF3NWCU26A80
JP MORGAN
LEI 984500653R409CC5AB28
Fund details & source
- Fund ID
- 805-3142196598
- Reported beneficial owners
- 27
- Minimum commitment
- $5M
- Form D file number
- 021-301227
Form ADV 1836861 · Mar 28, 2024 · Schedule D 7.B.(1)
Reported by APOGEM CAPITAL LLC (CRD 309234).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
PRIVATE ADVISORS SMALL CO PRIVATE EQUITY FUND VIII, LPPrivate Equity Fund · Master$565MGross asset value
Form D fundraising filings
View filings for the issuers linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS
PCAOB 238
BLACKROCK INC.
LEI 549300LRIF3NWCU26A80
PNC BANK, N.A.
LEI AD6GFRVSDT01YPT1CS68
Fund details & source
- Fund ID
- 805-7014126952
- Reported beneficial owners
- 52
- Minimum commitment
- $1M
- Form D file number
- 021-315970
- Form D file number
- 021-290384
Form ADV 1836861 · Mar 28, 2024 · Schedule D 7.B.(1)
Reported by APOGEM CAPITAL LLC (CRD 309234).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
GOLDPOINT PARTNERS PRIVATE DEBT V, LPPrivate Equity Fund · Master$510MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
BANK OF NEW YORK
LEI 4EP6JBYBTPTQ47LZOB67
Fund details & source
- Fund ID
- 805-5337839890
- Reported beneficial owners
- 25
- Minimum commitment
- $10M
- Form D file number
- 021-355198
Form ADV 1836861 · Mar 28, 2024 · Schedule D 7.B.(1)
Reported by APOGEM CAPITAL LLC (CRD 309234).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
PA SMALL CO PRIVATE EQUITY FUND IX, LPPrivate Equity Fund · Master$486MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS
PCAOB 238
BLACKROCK INC.
LEI 549300LRIF3NWCU26A80
Fund details & source
- Fund ID
- 805-8153861471
- Reported beneficial owners
- 68
- Minimum commitment
- $1M
- Form D file number
- 021-342416
Form ADV 1836861 · Mar 28, 2024 · Schedule D 7.B.(1)
Reported by APOGEM CAPITAL LLC (CRD 309234).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
PA SECONDARY FUND VI, LPPrivate Equity Fund · Master$475MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS
PCAOB 238
Fund details & source
- Fund ID
- 805-9249750176
- Reported beneficial owners
- 109
- Minimum commitment
- $1M
- Form D file number
- 021-354835
Form ADV 1836861 · Mar 28, 2024 · Schedule D 7.B.(1)
Reported by APOGEM CAPITAL LLC (CRD 309234).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Jan 30, 2024 · previous imported filing
- Regulatory AUM$40,295,545,716 → $41,789,132,849
- Client accounts113 → 120
- Employees228 → 252
Filing source
Form ADV 1836861 · Mar 28, 2024 · Items 1 & 5
Reported by APOGEM CAPITAL LLC (CRD 309234).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $40.7B
- Non-discretionary
- $1.1B
Reported services
Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers
Compensation
Percentage of assets · Fixed · Performance-based
Principal office
299 PARK AVENUE, 37TH FLOORNEW YORK, NY, 10171, United States
CRD 309234
Filing source
Form ADV 1836861 · Mar 28, 2024 · Items 1 & 5
Reported by APOGEM CAPITAL LLC (CRD 309234).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.