Investment adviser · CRD 309234

NEW YORK LIFE INVESTMENTS ALTERNATIVES LLC

NEW YORK, NY, United States · Form ADV filed Mar 4, 2022

Regulatory AUM
$25B
Form ADV · Item 5.F
Client accounts
106
Accounts, not individual clients
Employees
230
Reported in this filing
Advisory professionals
129
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles100$15,093,551,50860.3%
Insurance companiesFewer than 5$9,318,652,51037.3%
Other investment advisersFewer than 5$466,114,6351.9%
CharitiesFewer than 5$124,143,2120.5%
High-net-worth individualsFewer than 5$12,934,3900.1%
Filing source

Form ADV 1611536 · Mar 4, 2022 · Item 5.D

Reported by NEW YORK LIFE INVESTMENTS ALTERNATIVES LLC (CRD 309234).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

81 detailed fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

MCF KB FUND LLCPrivate Equity Fund$302MGross asset value
Search Form D filings →
Fund administrator WELLS FARGO BANK, NATIONAL ASSOCIATION MINNEAPOLIS, Minnesota, United States Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →
Auditor PRICEWATERHOUSECOOPERS LLP CHICAGO, Illinois, United States Other funds reporting this name →
Custodian WELLS FARGO BANK, NATIONAL ASSOCIATION COLUMBIA, Maryland, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

Fund details & source
Fund ID
805-7737417327
Reported beneficial owners
1
Minimum commitment
$0

Form ADV 1611536 · Mar 4, 2022 · Schedule D 7.B.(1)

Reported by NEW YORK LIFE INVESTMENTS ALTERNATIVES LLC (CRD 309234).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

MCF CLO IX LTD.Securitized Asset Fund$299MGross asset value
Search Form D filings →
Fund administrator WALKERS FIDUCIARY LIMITED GEORGE TOWN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →
Fund administrator WELLS FARGO BANK, NATIONAL ASSOCIATION MINNEAPOLIS, Minnesota, United States Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →
Auditor PRICEWATERHOUSECOOPERS LLP CHICAGO, Illinois, United States Other funds reporting this name →
Custodian WELLS FARGO BANK, NATIONAL ASSOCIATION COLUMBIA, Maryland, United States Related to adviser: No Other funds reporting this name →
Marketer WELLS FARGO SECURITIES LLC CHARLOTTE, Minnesota, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

Fund details & source
Fund ID
805-1525053917
Reported beneficial owners
4
Minimum commitment
$0

Form ADV 1611536 · Mar 4, 2022 · Schedule D 7.B.(1)

Reported by NEW YORK LIFE INVESTMENTS ALTERNATIVES LLC (CRD 309234).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

MCF CLO V LLCSecuritized Asset Fund$294MGross asset value
Search Form D filings →
Fund administrator WELLS FARGO BANK, NATIONAL ASSOCIATION MINNEAPOLIS, Minnesota, United States Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →
Auditor PRICEWATERHOUSECOOPERS LLP CHICAGO, Illinois, United States Other funds reporting this name →
Custodian WELLS FARGO BANK, NATIONAL ASSOCIATION COLUMBIA, Maryland, United States Related to adviser: No Other funds reporting this name →
Marketer WELLS FARGO SECURITIES LLC CHARLOTTE, North Carolina, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

Fund details & source
Fund ID
805-2316642513
Reported beneficial owners
2
Minimum commitment
$0

Form ADV 1611536 · Mar 4, 2022 · Schedule D 7.B.(1)

Reported by NEW YORK LIFE INVESTMENTS ALTERNATIVES LLC (CRD 309234).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

MCF CLO VII LLCSecuritized Asset Fund$293MGross asset value
Search Form D filings →
Fund administrator WELLS FARGO BANK, NATIONAL ASSOCIATION MINNEAPOLIS, Minnesota, United States Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →
Auditor PRICEWATERHOUSECOOPERS LLP CHICAGO, Illinois, United States Other funds reporting this name →
Custodian WELLS FARGO BANK, NATIONAL ASSOCIATION COLUMBIA, Maryland, United States Related to adviser: No Other funds reporting this name →
Marketer WELLS FARGO SECURITIES LLC CHARLOTTE, North Carolina, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

Fund details & source
Fund ID
805-1112044386
Reported beneficial owners
3
Minimum commitment
$0

Form ADV 1611536 · Mar 4, 2022 · Schedule D 7.B.(1)

Reported by NEW YORK LIFE INVESTMENTS ALTERNATIVES LLC (CRD 309234).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

PA SMALL CO PRIVATE EQUITY FUND IX, LPPrivate Equity Fund · Master$276MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator SS&C TECHNOLOGIES, INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor PRICEWATERHOUSECOOPERS MCLEAN, Virginia, United States Other funds reporting this name →
Custodian KEYBANK CLEVELAND, Ohio, United States Related to adviser: No Other funds reporting this name →
Marketer MORGAN STANLEY NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Marketer NEW YORK LIFE INVESTMENT MANAGEMENT ASIA LIMITED HONG KONG, China Related to adviser: Yes Other funds reporting this name →
Marketer NYLIFE DISTRIBUTORS LLC JERSEY CITY, New Jersey, United States Related to adviser: Yes Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PRICEWATERHOUSECOOPERS
PCAOB 238

MORGAN STANLEY
CRD 149777 · SEC 801-70103

NYLIFE DISTRIBUTORS LLC
CRD 35350 · SEC 8-46655

Fund details & source
Fund ID
805-8153861471
Reported beneficial owners
24
Minimum commitment
$1M
Form D file number
021-342416

Form ADV 1611536 · Mar 4, 2022 · Schedule D 7.B.(1)

Reported by NEW YORK LIFE INVESTMENTS ALTERNATIVES LLC (CRD 309234).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

PRIVATE ADVISORS SMALL COMPANY BUYOUT FUND V, LPPrivate Equity Fund$268MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator SS&C TECHNOLOGIES, INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor PRICEWATERHOUSECOOPERS MCLEAN, Virginia, United States Other funds reporting this name →
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Custodian SILICON VALLEY BANK NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS
PCAOB 238

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

SILICON VALLEY BANK
LEI 0K2D5AK28E3O5CC06E35

Fund details & source
Fund ID
805-7311795504
Reported beneficial owners
52
Minimum commitment
$1M
Form D file number
021-171166

Form ADV 1611536 · Mar 4, 2022 · Schedule D 7.B.(1)

Reported by NEW YORK LIFE INVESTMENTS ALTERNATIVES LLC (CRD 309234).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

NYLCAP MEZZANINE PARTNERS III, LPPrivate Equity Fund · Master$256MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States Other funds reporting this name →
Custodian BANK OF NEW YORK NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

Fund details & source
Fund ID
805-7305458562
Reported beneficial owners
35
Minimum commitment
$10M
Form D file number
021-171768

Form ADV 1611536 · Mar 4, 2022 · Schedule D 7.B.(1)

Reported by NEW YORK LIFE INVESTMENTS ALTERNATIVES LLC (CRD 309234).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Dec 23, 2021 · previous imported filing

No comparable changes in the displayed metrics.

Filing source

Form ADV 1611536 · Mar 4, 2022 · Items 1 & 5

Reported by NEW YORK LIFE INVESTMENTS ALTERNATIVES LLC (CRD 309234).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary
$23.5B
Non-discretionary
$1.48B
Filing history · 0 annual filings

Adviser-level financial and staffing figures are unavailable in these annual filings. Select a filing to view its reported funds and providers.

    Reported services

    Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers

    Compensation

    Percentage of assets · Fixed · Performance-based

    Principal office

    299 PARK AVENUE, 37TH FLOOR
    NEW YORK, NY, 10171, United States

    CRD 309234

    Filing source

    Form ADV 1611536 · Mar 4, 2022 · Items 1 & 5

    Reported by NEW YORK LIFE INVESTMENTS ALTERNATIVES LLC (CRD 309234).

    Other-Than Anual Amendment For Registered Adviser.

    Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.