Form D · Private Equity Fund
NYLCAP Mezzanine Partners III Parallel Fund, LP
New York, NY · CIK 0001539552
Offering snapshot reported Jan 13, 2012 · SEC filing
- Reported sold
- $100M Offering amount: $100M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $1 Reported outside-investor minimum
- First sale
- Dec 9, 2011 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 13, 2012 | Initial | $100,000,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-171768
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| NYLIFE Distributors LLC | 35350 |
Source: Form D, filed Jan 13, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
Each card uses that adviser's latest imported filing. Filing dates can differ; these disclosures do not confirm a current relationship.
Matched by reported Form D file number
NYLCAP MEZZANINE PARTNERS III, LP
Investment adviser: APOGEM CAPITAL LLC
- Gross asset value
- $4.89M
- Beneficial owners
- 36
- ADV minimum commitment
- $10M
Reported in Form ADV on Jul 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
BANK OF NEW YORK
LEI 4EP6JBYBTPTQ47LZOB67
Fund asset history · 5 annual observations
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| Fiscal year | Gross assets | Beneficial owners | ADV filed |
|---|---|---|---|
| 2021 | $98,696,258 | 35 | Mar 31, 2022 |
| 2022 | $133,029,804 | 35 | Mar 31, 2023 |
| 2023 | $52,734,258 | 35 | Mar 28, 2024 |
| 2024 | $25,968,608 | 35 | Mar 30, 2025 |
| 2025 | $4,892,084 | 36 | Mar 30, 2026 |
Filing source
Form ADV 2123386 · Jul 31, 2026 · Schedule D 7.B.(1), fund 805-7305458562
Reported by APOGEM CAPITAL LLC (CRD 309234).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| James M. Barker, V | Executive |
| Robert M. Barrack | Executive |
| Steven M. Benevento | Executive |
| Thomas M. Haubenstricker | Executive |
| Amanda Parness | Executive |
| Susan Ruskin | Executive |
| John E. Schumacher | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10010
Phone: 212.576.6500