Investment adviser · CRD 309234

NEW YORK LIFE INVESTMENTS ALTERNATIVES LLC

NEW YORK, NY, United States · Form ADV filed Sep 1, 2021

Regulatory AUM
$25B
Form ADV · Item 5.F
Client accounts
106
Accounts, not individual clients
Employees
230
Reported in this filing
Advisory professionals
129
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles100$15,093,551,50860.3%
Insurance companiesFewer than 5$9,318,652,51037.3%
Other investment advisersFewer than 5$466,114,6351.9%
CharitiesFewer than 5$124,143,2120.5%
High-net-worth individualsFewer than 5$12,934,3900.1%
Filing source

Form ADV 1563147 · Sep 1, 2021 · Item 5.D

Reported by NEW YORK LIFE INVESTMENTS ALTERNATIVES LLC (CRD 309234).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

81 detailed fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

CUYAHOGA CAPITAL PARTNERS IV LPPrivate Equity Fund$58.3MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator SS&C TECHNOLOGIES, INC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor PRICEWATERHOUSECOOPERS MCLEAN, Virginia, United States Other funds reporting this name →
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Custodian SILICON VALLEY BANK NEW, New York, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS
PCAOB 238

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

SILICON VALLEY BANK
LEI 0K2D5AK28E3O5CC06E35

Fund details & source
Fund ID
805-8648893334
Reported beneficial owners
55
Minimum commitment
$250K
Form D file number
021-156364

Form ADV 1563147 · Sep 1, 2021 · Schedule D 7.B.(1)

Reported by NEW YORK LIFE INVESTMENTS ALTERNATIVES LLC (CRD 309234).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

PRIVATE ADVISORS SMALL COMPANY BUYOUT V- ERISA FUND, LPPrivate Equity Fund$58.2MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator SS&C TECHNOLOGIES, INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor PRICEWATERHOUSECOOPERS MCLEAN, Virginia, United States Other funds reporting this name →
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Custodian SILICON VALLEY BANK NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS
PCAOB 238

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

SILICON VALLEY BANK
LEI 0K2D5AK28E3O5CC06E35

Fund details & source
Fund ID
805-5453540710
Reported beneficial owners
12
Minimum commitment
$1M
Form D file number
021-196632

Form ADV 1563147 · Sep 1, 2021 · Schedule D 7.B.(1)

Reported by NEW YORK LIFE INVESTMENTS ALTERNATIVES LLC (CRD 309234).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

GOLDPOINT CORE OPPORTUNITIES FUND, L.P. SERIES INTERESTS OF THE SALI MULTI-SERIES FUND, L.P.Private Equity Fund$57.6MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator SS&C NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes Other funds reporting this name →
Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States Other funds reporting this name →
Custodian BNY MELLON NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

Fund details & source
Fund ID
805-9292652169
Reported beneficial owners
2
Minimum commitment
$5M
Form D file number
021-76044

Form ADV 1563147 · Sep 1, 2021 · Schedule D 7.B.(1)

Reported by NEW YORK LIFE INVESTMENTS ALTERNATIVES LLC (CRD 309234).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

IRONSHORE INVESTMENTS BL I LTD.Private Equity Fund$52.4MGross asset value
Search Form D filings →
Auditor PRICEWATERHOUSECOOPERS LLP CHICAGO, Illinois, United States Other funds reporting this name →
Custodian BANK OF NEW YORK MELLON TRUST COMPANY, N.A. PITTSBURGH, Pennsylvania, United States Related to adviser: No Other funds reporting this name →
Custodian BMO HARRIS BANK NATIONAL ASSOCIATION NAPERVILLE, Illinois, United States Related to adviser: No Other funds reporting this name →
Custodian DEUTSCHE BANK TRUST COMPANY OF AMERICA NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No Other funds reporting this name →
Custodian US BANK NATIONAL ASSOCIATION RICHFIELD, Minnesota, United States Related to adviser: No Other funds reporting this name →

See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.

Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

Fund details & source
Fund ID
805-4677709195
Reported beneficial owners
1
Minimum commitment
$0

Form ADV 1563147 · Sep 1, 2021 · Schedule D 7.B.(1)

Reported by NEW YORK LIFE INVESTMENTS ALTERNATIVES LLC (CRD 309234).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

PRIVATE ADVISORS SMALL COMPANY BUYOUT FUND III, LPPrivate Equity Fund$49.2MGross asset value
Search Form D filings →
Fund administrator SS&C FINANCIAL SERVICES, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor PRICEWATERHOUSECOOPERS MCLEAN, Virginia, United States Other funds reporting this name →
Custodian SILICON VALLEY BANK NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS
PCAOB 238

SILICON VALLEY BANK
LEI 0K2D5AK28E3O5CC06E35

Fund details & source
Fund ID
805-6333293321
Reported beneficial owners
63
Minimum commitment
$1M
Form D file number
021-94496

Form ADV 1563147 · Sep 1, 2021 · Schedule D 7.B.(1)

Reported by NEW YORK LIFE INVESTMENTS ALTERNATIVES LLC (CRD 309234).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

RICHMOND COINVESTMENT PARTNERS I, LPPrivate Equity Fund$47.9MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator SS&C TECHNOLOGIES, INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor PRICEWATERHOUSECOOPERS LLP MCLEAN, Virginia, United States Other funds reporting this name →
Custodian SILICON VALLEY BANK NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

SILICON VALLEY BANK
LEI 0K2D5AK28E3O5CC06E3

Fund details & source
Fund ID
805-6035742283
Reported beneficial owners
9
Minimum commitment
$500K
Form D file number
021-276390

Form ADV 1563147 · Sep 1, 2021 · Schedule D 7.B.(1)

Reported by NEW YORK LIFE INVESTMENTS ALTERNATIVES LLC (CRD 309234).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

MADISON CAPITAL FUNDING CO-INVESTMENT FUND LP - SERIES 2019Private Equity Fund$47.2MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Auditor PRICEWATERHOUSECOOPERS LLP CHICAGO, Illinois, United States Other funds reporting this name →
Custodian JP MORGAN CHASE BANK MANHATTAN, New York, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

Fund details & source
Fund ID
805-9231700398
Reported beneficial owners
49
Minimum commitment
$10K
Form D file number
021-331443

Form ADV 1563147 · Sep 1, 2021 · Schedule D 7.B.(1)

Reported by NEW YORK LIFE INVESTMENTS ALTERNATIVES LLC (CRD 309234).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

No comparable changes in the displayed metrics.

Filing source

Form ADV 1563147 · Sep 1, 2021 · Items 1 & 5

Reported by NEW YORK LIFE INVESTMENTS ALTERNATIVES LLC (CRD 309234).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary
$23.5B
Non-discretionary
$1.48B
Filing history · 0 annual filings

Adviser-level financial and staffing figures are unavailable in these annual filings. Select a filing to view its reported funds and providers.

    Reported services

    Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers

    Compensation

    Percentage of assets · Fixed · Performance-based

    Principal office

    51 MADISON AVENUE
    NEW YORK, NY, 10010-1603, United States

    CRD 309234

    Filing source

    Form ADV 1563147 · Sep 1, 2021 · Items 1 & 5

    Reported by NEW YORK LIFE INVESTMENTS ALTERNATIVES LLC (CRD 309234).

    Other-Than Anual Amendment For Registered Adviser.

    Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.