Form D · Private Equity Fund

PRIVATE ADVISORS SMALL Co BUYOUT V-ERISA FUND, LP

Richmond, VA · CIK 0001576987

Offering snapshot reported Sep 18, 2013 · SEC filing

Reported sold
$61M
Indefinite offering
Investors reported
11
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
May 10, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$30.5M$61MMay 16, 2013: $46,000,000.00May 16, 2013Sep 18, 2013: $61,000,000.00Sep 18, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$46,000,000 → $61,000,000
  • Reported investors8 → 11

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 18, 2013Amendment$61,000,000$15,000,000vs May 16, 201311SEC filing
May 16, 2013Initial$46,000,000No comparison8SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$50K (estimated)
Finders' fees
$0
Form D file number
021-196632

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Morgan Stanley Smith Barney LLC149777
McMorgan & Company LLC115060

Source: Form D, filed Sep 18, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No matching detailed fund disclosure was found in the latest imported ADV filings. This does not establish that the issuer has no adviser.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Charles M. Johnson, Iii Promoter
Louis W. Moelchert, Iii Promoter
Louis W. Moelchert, Jr. Promoter
N/A Pascbf V Gp, Llc Director
James J. Shannon Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Riverfront Plaza West 901 East Byrd Street, Suite 1400
Richmond, VA, 23219
Phone: (804) 289-6000