Investment adviser · CRD 124454

ALLEN INVESTMENT MANAGEMENT, LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 30, 2026

Regulatory AUM: $16.9B
Client accounts: 840
Employees: 28
Advisory professionals: 12

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	142	$16,864,857,339	99.7%
Pooled investment vehicles	2	$49,897,966	0.3%

Filing source

Form ADV 2087289 · Mar 30, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

5 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ACIA ASSET ALLOCATION FUND LPHedge Fund · Last reported Mar 30, 2026$570KGross asset value

Form D fundraising filings

ACIA Asset Allocation Fund LP

Auditor KPMG LLP NEW YORK, New York, United States

Custodian PERSHING ADVISOR SOLUTIONS LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Prime broker PERSHING ADVISOR SOLUTIONS LLC JERSEY CITY, New Jersey, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

KPMG LLP
PCAOB 185

PERSHING ADVISOR SOLUTIONS LLC
SEC 8-47425

PERSHING ADVISOR SOLUTIONS LLC
CRD 36671 · SEC 8-47425

Fund details & source

Fund ID: 805-4616208274
Reported beneficial owners: 22
Minimum commitment: $1M
Form D file number: 021-162767

Form ADV 2087289 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ALLEN GLOBAL PARTNERS OFFSHOREHedge Fund · Last reported Aug 31, 2015$504MGross asset value

Form D fundraising filings

Allen Global Partners Offshore

Fund administrator SEI GLOBAL SERVICES, INC. OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG CAYMAN ISLANDS CAYMAN, Cayman Islands

Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States Related to adviser: No

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Marketer ALLEN & COMPANY LLC NEW YORK, New York, United States Related to adviser: Yes

Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States

Prime broker J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States

Prime broker PERSHING LLC JERSEY CITY, New Jersey, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

GOLDMAN, SACHS & CO.
SEC 8-129

J.P. MORGAN CLEARING CORP.
SEC 8-43724

PERSHING LLC
SEC 8-17574

ALLEN & COMPANY LLC
CRD 1042 · SEC 8-12123

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

PERSHING LLC
CRD 7560 · SEC 8-17574

Fund details & source

Fund ID: 805-2111353484
Reported beneficial owners: 20
Minimum commitment: $1M
Form D file number: 021-65477

Form ADV 944593 · Aug 31, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ALLEN GLOBAL PARTNERS L.P.Hedge Fund · Last reported Aug 31, 2015$344MGross asset value

Form D fundraising filings

Allen Global Partners L.P.

Fund administrator SEI GLOBAL SERVICES, INC. OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP NEW YORK, New York, United States

Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States Related to adviser: No

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Marketer ALLEN & COMPANY LLC NEW YORK, New York, United States Related to adviser: Yes

Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States

Prime broker J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States

Prime broker PERSHING LLC JERSEY CITY, New Jersey, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

GOLDMAN, SACHS & CO.
SEC 8-129

J.P. MORGAN CLEARING CORP.
SEC 8-43724

PERSHING LLC
SEC 8-17574

ALLEN & COMPANY LLC
CRD 1042 · SEC 8-12123

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

PERSHING LLC
CRD 7560 · SEC 8-17574

Fund details & source

Fund ID: 805-9156517886
Reported beneficial owners: 78
Minimum commitment: $1M
Form D file number: 021-114770

Form ADV 944593 · Aug 31, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CARNEGIE HILL INSURANCE FUND SERIES INTERESTS OF THE SALI MULTI-SERIES FUND, L.P.Hedge Fund · Last reported Mar 29, 2012$17.5MGross asset value

Fund administrator SS&C TECHNOLOGIES NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor SPICER JEFFRIES, LLP GREENWOOD VILLAGE, Colorado, United States

Custodian AUSTIN TRUST COMPANY AUSTIN, Texas, United States Related to adviser: No

Custodian CHARLES SCHWAB & CO., INC. ORLANDO, Florida, United States Related to adviser: No

Custodian PERSHING ADVISOR SOLUTIONS LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

CHARLES SCHWAB & CO., INC.
SEC 8-16514

PERSHING ADVISOR SOLUTIONS LLC
SEC 8-47425

Fund details & source

Fund ID: 805-4468928880
Reported beneficial owners: 2
Minimum commitment: $500K

Form ADV 602319 · Mar 29, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ACIA EQUITY FUND LPHedge Fund · Last reported Mar 28, 2019$285KGross asset value

Form D fundraising filings

ACIA Equity Fund LP

Auditor KPMG LLP NEW YORK, New York, United States

Custodian PERSHING ADVISOR SOLUTIONS LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Marketer ALLEN & COMPANY LLC NEW YORK, New York, United States Related to adviser: Yes

Prime broker PERSHING ADVISOR SOLUTIONS LLC JERSEY CITY, New Jersey, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: No
External marketing: Yes

KPMG LLP
PCAOB 185

PERSHING ADVISOR SOLUTIONS LLC
SEC 8-47425

ALLEN & COMPANY LLC
CRD 1042 · SEC 8-12123

PERSHING ADVISOR SOLUTIONS LLC
CRD 36671 · SEC 8-47425

Fund details & source

Fund ID: 805-9926403030
Reported beneficial owners: 3
Minimum commitment: $1M
Form D file number: 021-155208

Form ADV 1279113 · Mar 28, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2026. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management · Selection of other advisers

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

711 FIFTH AVENUE, 10TH FLOOR
NEW YORK, NY, 10022, United States

CRD 124454

Filing source

Form ADV 2087289 · Mar 30, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.