Form D · Hedge Fund

Allen Global Partners Offshore

George Town, Grand Cayman, E9 · CIK 0001290452

Offering snapshot reported Oct 8, 2014 · SEC filing

Reported sold
$417M
Indefinite offering
Investors reported
9
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
May 1, 2004
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$243M$487MSep 23, 2009: $303,700,000.00Sep 23, 2009Sep 22, 2010: $388,195,000.00Oct 6, 2010: $388,445,000.00Oct 6, 2011: $432,545,000.00Oct 9, 2012: $450,373,700.00Oct 8, 2013: $486,599,800.00Oct 8, 2014: $416,966,028.00Oct 8, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$486,599,800 → $416,966,028
  • Reported investors37 → 9
  • Minimum accepted$1 → $100,000

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 8, 2014Amendment$416,966,028-$69,633,772vs Oct 8, 20139SEC filing
Oct 8, 2013Amendment$486,599,800No comparison37SEC filing
Oct 9, 2012Amendment$450,373,700No comparison35SEC filing
Oct 6, 2011Amendment$432,545,000No comparison33SEC filing
Oct 6, 2010Amendment$388,445,000No comparison26SEC filing
Sep 22, 2010Amendment$388,195,000$84,495,000vs Sep 23, 200925SEC filing
Sep 23, 2009Amendment$303,700,000No comparison11SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$1.18M (estimated)
Finders' fees
$0
Form D file number
021-65477
We are calculating the "Total Amount Sold" based on the current investors in the fund. Accordingly the amount excludes securities sold to investors that have redeemed from the fund.
Trust Units
Subject to future contingencies.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Allen & Company LLC1042

Source: Form D, filed Oct 8, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ALLEN GLOBAL PARTNERS OFFSHORE

Investment adviser: ALLEN INVESTMENT MANAGEMENT, LLC

Gross asset value
$504M
Beneficial owners
20
ADV minimum commitment
$1M

Reported in Form ADV on Aug 31, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI GLOBAL SERVICES, INC. OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG CAYMAN ISLANDS CAYMAN, Cayman Islands
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States Related to adviser: No
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Marketer ALLEN & COMPANY LLC NEW YORK, New York, United States Related to adviser: Yes
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Prime broker J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States
Prime broker PERSHING LLC JERSEY CITY, New Jersey, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

GOLDMAN, SACHS & CO.
SEC 8-129

J.P. MORGAN CLEARING CORP.
SEC 8-43724

PERSHING LLC
SEC 8-17574

ALLEN & COMPANY LLC
CRD 1042 · SEC 8-12123

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

PERSHING LLC
CRD 7560 · SEC 8-17574

Filing source

Form ADV 944593 · Aug 31, 2015 · Schedule D 7.B.(1), fund 805-2111353484

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Herbert Allen Iii Director, Executive
Allen Investment Management, Llc Promoter
Caledonian Trust (Cayman) Limited Executive
Joseph Cerullo Executive
Robert Dean Director
Peter Diiorio Director
Peter Di Iorio Director
Howard Felson Executive
Paul Gould Director
Tal Gurion Director
Kevin Medina Executive
Amanda Nguyen Executive
Chris Shakal Executive
Kim Wieland Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Caledonian Trust (Cayman) Limited Caledonian House, 69 Dr. Roy's Drive
George Town, Grand Cayman, E9, KY1-1102