Form D · Hedge Fund

Allen Global Partners L.P.

New York, NY · CIK 0001143440

Offering snapshot reported Oct 8, 2014 · SEC filing

Reported sold
$352M
Indefinite offering
Investors reported
82
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jun 2, 1995
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$438M$876MOct 6, 2010: $776,588,198.00Oct 6, 2010Oct 6, 2011: $845,705,102.00Oct 6, 2011Oct 9, 2012: $856,430,102.00Oct 9, 2012Oct 8, 2013: $875,878,458.00Oct 8, 2013Oct 8, 2014: $351,568,495.00Oct 8, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$875,878,458 → $351,568,495
  • Reported investors223 → 82
  • Minimum accepted$1 → $0

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 8, 2014Amendment$351,568,495-$524,309,963vs Oct 8, 201382SEC filing
Oct 8, 2013Amendment$875,878,458No comparison223SEC filing
Oct 9, 2012Amendment$856,430,102No comparison215SEC filing
Oct 6, 2011Amendment$845,705,102No comparison212SEC filing
Oct 6, 2010Amendment$776,588,198No comparison190SEC filing
Sep 22, 2010Amendment$773,978,198$72,374,250vs Sep 23, 2009187SEC filing
Sep 23, 2009Amendment$701,603,948No comparison163SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$1.37M (estimated)
Finders' fees
$0
Form D file number
021-114770
We are calculating the "Total Amount Sold" based on the current investors in the fund. Accordingly, the amount excludes securities sold to investors that have redeemed from the fund.
Subject to future contingencies.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Allen & Company LLC1042

Source: Form D, filed Oct 8, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ALLEN GLOBAL PARTNERS L.P.

Investment adviser: ALLEN INVESTMENT MANAGEMENT, LLC

Gross asset value
$344M
Beneficial owners
78
ADV minimum commitment
$1M

Reported in Form ADV on Aug 31, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI GLOBAL SERVICES, INC. OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP NEW YORK, New York, United States
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States Related to adviser: No
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Marketer ALLEN & COMPANY LLC NEW YORK, New York, United States Related to adviser: Yes
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Prime broker J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States
Prime broker PERSHING LLC JERSEY CITY, New Jersey, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

GOLDMAN, SACHS & CO.
SEC 8-129

J.P. MORGAN CLEARING CORP.
SEC 8-43724

PERSHING LLC
SEC 8-17574

ALLEN & COMPANY LLC
CRD 1042 · SEC 8-12123

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

PERSHING LLC
CRD 7560 · SEC 8-17574

Filing source

Form ADV 944593 · Aug 31, 2015 · Schedule D 7.B.(1), fund 805-9156517886

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Allen Global Partners Llc Executive, Promoter
Herbert Allen Iii Director, Executive
Allen Operations Llc Executive
Joseph Cerullo Executive
Robert Dean Director
Peter Diiorio Director
Peter Di Iorio Director
Howard Felson Executive
Linda Fu Executive
Paul Gould Director
Tal Gurion Director
Kevin Medina Executive
Amanda Nguyen Executive
Eugene Protash Executive
Chris Shakal Executive
Kim Wieland Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
711 Fifth Ave
New York, NY, 10022