Investment adviser · CRD 114021
ALGONQUIN ADVISORS LLC
Investment adviser filing (IA)
GREENWICH, CT, United States · Form ADV filed Sep 24, 2020
- Regulatory AUM
- $232M Form ADV · Item 5.F
- Client accounts
- 23 Accounts, not individual clients
- Employees
- 7 Reported in this filing
- Advisory professionals
- 5 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 13 | $107,479,822 | 46.2% |
| Pooled investment vehicles | 6 | $100,020,243 | 43.0% |
| Charities | Fewer than 5 | $23,102,188 | 9.9% |
| Individuals | Fewer than 5 | $1,800,870 | 0.8% |
Filing source
Form ADV 1458239 · Sep 24, 2020 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
6 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
GLOBAL EQUITY ACCESS FUND, L.P.Other Private Fund · Last reported Sep 24, 2020$50.4MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
RYAN & JURASKA
PCAOB 3407
DEUTSCHE BANK TRUST COMPANY AMERICAS
LEI 8EWQ2UQKS07AKK8ANH81
RAYMOND JAMES & ASSOCIATES, INC.
SEC 8-10999
Fund details & source
- Fund ID
- 805-9217294134
- Reported beneficial owners
- 7
- Minimum commitment
- $500K
- Form D file number
- 021-120050
Form ADV 1458239 · Sep 24, 2020 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
ALGONQUIN MIDDLE MARKET OPPORTUNITIES FUND, L.P.Private Equity Fund · Last reported Sep 24, 2020$34.1MGross asset value
Feeder funds
- AMMOF LTD.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
RSM US LLP
PCAOB 49
DEUTSCHE BANK TRUST COMPANY AMERICAS
LEI 8EWQ2UQKS07AKK8ANH81
Fund details & source
- Fund ID
- 805-1925350710
- Reported beneficial owners
- 7
- Minimum commitment
- $250K
- Form D file number
- 021-199238
- Form D file number
- 021-19923801
Form ADV 1458239 · Sep 24, 2020 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
ALGONQUIN SPECIAL OPPORTUNITIES FUND I, LPPrivate Equity Fund · Last reported Sep 24, 2020$12.5MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
RYAN & JURASKA
PCAOB 3407
CHARLES SCHWAB & CO., INC.
SEC 8-16514
DEUTSCHE BANK TRUST COMPANY AMERICAS
LEI 8EWQ2UQKS07AKK8ANH81
J.P. MORGAN SECURITIES LLC
SEC 8-35008
Fund details & source
- Fund ID
- 805-5148670032
- Reported beneficial owners
- 1
- Minimum commitment
- $25M
- Form D file number
- 021-175765
Form ADV 1458239 · Sep 24, 2020 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
AMMOF AIV, L.P.Private Equity Fund · Last reported Sep 24, 2020$8.72KGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
RSM US LLP
PCAOB 49
DEUTSCHE BANK TRUST COMPANY AMERICAS
LEI 8EWQ2UQKS07AKK8ANH81
Fund details & source
- Fund ID
- 805-4866490193
- Reported beneficial owners
- 2
- Minimum commitment
- $0
- Form D file number
- 021-19923802
Form ADV 1458239 · Sep 24, 2020 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
THE ALGONQUIN FUND, L.P.Hedge Fund · Last reported Nov 11, 2019$24.5MGross asset value
Feeder funds
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
KPMG CAYMAN
PCAOB 1323
RYAN & JURASKA
PCAOB 3407
DEUTSCHE BANK TRUST COMPANY AMERICAS
LEI 8EWQ2UQKS07AKK8ANH81
RAYMOND JAMES & ASSOCIATES, INC.
SEC 8-10999
Fund details & source
- Fund ID
- 805-4383603915
- Reported beneficial owners
- 8
- Minimum commitment
- $500K
- Form D file number
- 021-84402
Form ADV 1355522 · Nov 11, 2019 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
ALGONQUIN CREDIT OPPORTUNITY FUND I, L.P.Other Private Fund · Last reported Jul 23, 2014$16.7MGross asset value
Form D fundraising filings
ALGONQUIN CREDIT OPPORTUNITY FUND I, L.P.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-9886252931
- Reported beneficial owners
- 5
- Minimum commitment
- $1M
- Form D file number
- 021-173087
Form ADV 828793 · Jul 23, 2014 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Sep 24, 2020. View historical filings
Reported services
Individual portfolio management · Pooled investment vehicle management · Selection of other advisers
Compensation
Percentage of assets · Hourly · Fixed · Performance-based
Principal office
ONE GREENWICH OFFICE PARK NORTHGREENWICH, CT, 06831, United States
CRD 114021
Filing source
Form ADV 1458239 · Sep 24, 2020 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.