Form D · Hedge Fund

ALGONQUIN FUND LTD

Grand Cayman, E9 · CIK 0001437572

Offering snapshot reported Feb 20, 2019 · SEC filing

Reported sold
$10.1M
Indefinite offering
Investors reported
6
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Apr 1, 2007
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$5.03M$10.1MMar 16, 2009: $3,650,000.00Mar 16, 2009Feb 1, 2010: $3,650,000.00Feb 8, 2011: $5,900,000.00Feb 8, 2012: $7,280,000.00Feb 6, 2013: $8,295,000.00Feb 10, 2014: $8,575,000.00Mar 27, 2015: $10,010,000.00Mar 30, 2015: $10,010,000.00Mar 9, 2016: $10,010,000.00Mar 9, 2017: $10,010,000.00Mar 6, 2018: $10,010,000.00Feb 20, 2019: $10,055,000.00Feb 20, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$10,010,000 → $10,055,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 20, 2019Amendment$10,055,000$45,000vs Mar 6, 20186SEC filing
Mar 6, 2018Amendment$10,010,000$0vs Mar 9, 20176SEC filing
Mar 9, 2017Amendment$10,010,000$0vs Mar 9, 20166SEC filing
Mar 9, 2016Amendment$10,010,000$0vs Mar 30, 20156SEC filing
Mar 30, 2015Amendment$10,010,000$0vs Mar 27, 20156SEC filing
Mar 27, 2015Amendment$10,010,000$1,435,000vs Feb 10, 20146SEC filing
Feb 10, 2014Amendment$8,575,000$280,000vs Feb 6, 20135SEC filing
Feb 6, 2013Amendment$8,295,000$1,015,000vs Feb 8, 20125SEC filing
Feb 8, 2012Amendment$7,280,000$1,380,000vs Feb 8, 20114SEC filing
Feb 8, 2011Amendment$5,900,000$2,250,000vs Feb 1, 20104SEC filing
Feb 1, 2010Amendment$3,650,000$0vs Mar 16, 20094SEC filing
Mar 16, 2009Amendment$3,650,000No comparisonNot reportedSEC filing
Jun 11, 2008PaperNot reportedNo comparisonNot reported
Jun 11, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-119160

Source: Form D, filed Feb 20, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

THE ALGONQUIN FUND, LTD.

Investment adviser: ALGONQUIN ADVISORS LLC

Gross asset value
$9.83M
Beneficial owners
4
ADV minimum commitment
$500K

Reported in Form ADV on Sep 14, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SWISS FINANCIAL SERVICES (CAYMAN) LTD. WATERFORD, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG CAYMAN GRAND CAYMAN, Cayman Islands
Custodian RAYMOND JAMES & ASSOCIATES, INC. ST. PETERSBURG, Florida, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

RAYMOND JAMES & ASSOCIATES, INC.
SEC 8-10999

Filing source

Form ADV 1140400 · Sep 14, 2017 · Schedule D 7.B.(1), fund 805-9629227357

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Evan Burtton Director
Scott Dakers Director
Padraig Hoare Director
George T. Hubbard Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Elian Fiduciary Services (Cay) Ltd 190 Elgin Avenue
Grand Cayman, E9, KY1-9005