Form D · Other Investment Fund

ALGONQUIN CREDIT OPPORTUNITY FUND I, L.P.

Greenwich, CT · CIK 0001457801

Offering snapshot reported Feb 10, 2014 · SEC filing

Reported sold: $2.25M
Investors reported: 2
Minimum accepted: $102K
First sale: Jan 1, 2012

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$1,102,000 → $2,252,000
Minimum accepted$5,000,000 → $102,000

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 10, 2014	Amendment	$2,252,000	$1,150,000vs Feb 6, 2013	2	SEC filing
Feb 6, 2013	Amendment	$1,102,000	$1,000,000vs Feb 8, 2012	2	SEC filing
Feb 8, 2012	Initial	$102,000	No comparison	1	SEC filing
Feb 1, 2010	Amendment	$30,800,000	$4,200,000vs Apr 6, 2009	11	SEC filing
Apr 6, 2009	Initial	$26,600,000	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $13.6K
Finders' fees: $0
Form D file number: 021-173087

The entity listed in Item 12 is paid directly or indirectly commissions or similar sales compensation equal to a percentage of the fee paid to the General partner (or its affiliate) from the assets under management and/or the incentive allocation.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
N/A	None	WRP Investments, Inc. · CRD 7365

Source: Form D, filed Feb 10, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ALGONQUIN CREDIT OPPORTUNITY FUND I, L.P.

Investment adviser: ALGONQUIN ADVISORS LLC

Gross asset value: $16.7M
Beneficial owners: 5
ADV minimum commitment: $1M

Reported in Form ADV on Jul 23, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SWISS FINANCIAL SERVICES, INC. NAPERVILLE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RYAN & JURASKA CHICAGO, Illinois, United States

Custodian STATE STREET BANK & TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 828793 · Jul 23, 2014 · Schedule D 7.B.(1), fund 805-9886252931

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
George T. Hubbard	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Two Greenwich Office Park
Greenwich, CT, 06831