Form D · Hedge Fund

York Multi-Strategy ASP Fund, a series of Alternative Strategies Platform, LLC

Boston, NC · CIK 0001569555

Offering snapshot reported Jan 22, 2020 · SEC filing

Reported sold
$77.7M
Indefinite offering
Investors reported
176
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Mar 1, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$38.8M$77.7MFeb 20, 2013Feb 20, 2014: $12,838,575.00Feb 20, 2015: $54,657,440.00Feb 24, 2016: $73,267,690.00Jan 27, 2017: $73,717,690.00Jan 26, 2018: $75,022,690.00Jan 25, 2019: $77,438,690.00Jan 22, 2020: $77,688,690.00Jan 22, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$77,438,690 → $77,688,690
  • Reported investors155 → 176

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 22, 2020Amendment$77,688,690$250,000vs Jan 25, 2019176SEC filing
Jan 25, 2019Amendment$77,438,690$2,416,000vs Jan 26, 2018155SEC filing
Jan 26, 2018Amendment$75,022,690$1,305,000vs Jan 27, 2017171SEC filing
Jan 27, 2017Amendment$73,717,690$450,000vs Feb 24, 2016150SEC filing
Feb 24, 2016Amendment$73,267,690$18,610,250vs Feb 20, 2015163SEC filing
Feb 20, 2015Amendment$54,657,440$41,818,865vs Feb 20, 2014100SEC filing
Feb 20, 2014Amendment$12,838,575No comparison19SEC filing
Feb 20, 2013InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$92.8K (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-192145

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Wells Fargo Advisors, LLC19616

Source: Form D, filed Jan 22, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

YORK MULTI-STRATEGY ASP FUND

Investment adviser: WELLS FARGO INVESTMENT INSTITUTE, INC.

Gross asset value
$1.2M
Beneficial owners
27
ADV minimum commitment
$100K

Reported in Form ADV on Mar 30, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI GLOBAL SERVICES, INC. OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG, LLP BOSTON, Massachusetts, United States
Custodian THE BANK OF NEW YORK MELLON CORPORATION NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG, LLP
PCAOB 185

Filing source

Form ADV 1612029 · Mar 30, 2022 · Schedule D 7.B.(1), fund 805-8777786980

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Alternative Strategies Group, Inc. Promoter
James F. Angelos Executive
Rob Coltin Executive
Rob Coltrin Executive
Doretta Dunegan Executive
Daniel J. Mavico Executive
Yukari Nakano Director, Executive
Sean Nicolosi Executive
Britta Perkio Patterson Executive
Michael Roman Executive
Adam Taback Executive
N/A Wells Fargo Investment Institute Inc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Alternative Strategies Group, Inc. 401 S. Tryon Street
Boston, NC, 28202