Investment adviser · CRD 133204
WELLS FARGO INVESTMENT INSTITUTE, INC.
Investment adviser filing (IA)
CHARLOTTE, NC, United States · Form ADV filed Mar 23, 2026
- Regulatory AUM
- $43B Form ADV · Item 5.F
- Client accounts
- 12,213 Accounts, not individual clients
- Employees
- 225 Reported in this filing
- Advisory professionals
- 143 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 11,004 | $34,695,681,732 | 80.7% |
| Other clients | 748 | $4,764,578,874 | 11.1% |
| Corporations & businesses | 127 | $2,665,737,999 | 6.2% |
| Charities | 114 | $369,498,380 | 0.9% |
| Government entities | 32 | $357,138,054 | 0.8% |
| Individuals | 177 | $104,574,611 | 0.2% |
| Retirement plans | 11 | $37,859,091 | 0.1% |
| Banks & thrifts | 1 | $0 | 0.0% |
| Other investment advisers | 2 | $0 | 0.0% |
Filing source
Form ADV 2062998 · Mar 23, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
50+ Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
Browse the first 49 funds across 7 pages.
STRATEGIC PARTNERS VIII ASP FUNDOther Private Fund · Last reported Mar 30, 2022$307MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
KPMG, LLP
PCAOB 185
Fund details & source
- Fund ID
- 805-9928851882
- Reported beneficial owners
- 422
- Minimum commitment
- $100K
- Form D file number
- 021-192145
Form ADV 1612029 · Mar 30, 2022 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
APOLLO CREDIT STRATEGIES ASP FUNDOther Private Fund · Last reported Mar 30, 2022$247MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
KPMG, LLP
PCAOB 185
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CRD 11025 · SEC 801-57434
WELLS FARGO CLEARING SERVICES, LLC
CRD 19616 · SEC 801-37967
Fund details & source
- Fund ID
- 805-4413535218
- Reported beneficial owners
- 560
- Minimum commitment
- $100K
- Form D file number
- 021-192145
Form ADV 1612029 · Mar 30, 2022 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
STRATEGIC PARTNERS VII ASP FUNDPrivate Equity Fund · Last reported Mar 30, 2022$241MGross asset value
Form D fundraising filings
Aurora Diversified II ASP Fund, a series of Alternative Strategies Platform, LLC
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
KPMG, LLP
PCAOB 185
Fund details & source
- Fund ID
- 805-5246763857
- Reported beneficial owners
- 544
- Minimum commitment
- $100K
- Form D file number
- 021-138400
Form ADV 1612029 · Mar 30, 2022 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
ANGELO GORDON PARTNERS SELECT ASP FUNDOther Private Fund · Last reported Mar 30, 2022$224MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
KPMG, LLP
PCAOB 185
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CRD 11025 · SEC 801-57434
WELLS FARGO CLEARING SERVICES, LLC
CRD 19616 · SEC 801-37967
Fund details & source
- Fund ID
- 805-8193231307
- Reported beneficial owners
- 674
- Minimum commitment
- $100K
- Form D file number
- 021-192145
Form ADV 1612029 · Mar 30, 2022 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
MARSHALL WACE EUREKA ASP FUNDOther Private Fund · Last reported Mar 30, 2022$221MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
KPMG, LLP
PCAOB 185
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CRD 11025 · SEC 801-57434
WELLS FARGO CLEARING SERVICES, LLC
CRD 19616 · SEC 801-37967
Fund details & source
- Fund ID
- 805-5573217619
- Reported beneficial owners
- 590
- Minimum commitment
- $100K
- Form D file number
- 021-192145
Form ADV 1612029 · Mar 30, 2022 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
PRINCIPAL ENHANCED PROPERTY ASP FUNDReal Estate Fund · Last reported Jan 24, 2022$170MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
KPMG, LLP
PCAOB 185
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CRD 11025 · SEC 801-57434
WELLS FARGO CLEARING SERVICES, LLC
CRD 19616 · SEC 801-37967
Fund details & source
- Fund ID
- 805-7395477691
- Reported beneficial owners
- 349
- Minimum commitment
- $100K
- Form D file number
- 021-164898
Form ADV 1590436 · Jan 24, 2022 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
FORTRESS SPECIAL OPPORTUNITIES ASP FUNDOther Private Fund · Last reported Mar 30, 2022$170MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
KPMG, LLP
PCAOB 185
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CRD 11025 · SEC 801-57434
WELLS FARGO CLEARING SERVICES, LLC
CRD 19616 · SEC 801-37967
Fund details & source
- Fund ID
- 805-1866730517
- Reported beneficial owners
- 351
- Minimum commitment
- $100K
- Form D file number
- 021-192145
Form ADV 1612029 · Mar 30, 2022 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Mar 23, 2026. View historical filings
Reported services
Individual portfolio management · Business portfolio management · Selection of other advisers · Publication of newsletters
Compensation
Percentage of assets · Fixed
Principal office
550 SOUTH TRYON STREET, 40TH FLOORCHARLOTTE, NC, 28202, United States
CRD 133204
Filing source
Form ADV 2062998 · Mar 23, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.