Form D · Hedge Fund

WNT Futures ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC

Charlotte, NC · CIK 0001468283

Offering snapshot reported Apr 30, 2020 · SEC filing

Reported sold
$206M
Indefinite offering
Investors reported
418
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Aug 1, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$103M$206MJul 14, 2009Apr 14, 2010: $9,053,519.00Apr 13, 2011: $52,977,943.00Apr 11, 2012: $105,071,621.00Apr 11, 2013: $130,194,911.00Apr 11, 2014: $93,120,359.00Apr 7, 2015: $165,589,317.00Apr 18, 2016: $174,835,817.00Apr 7, 2017: $174,835,817.00Apr 30, 2018: $197,707,817.00Apr 30, 2019: $204,387,816.00Apr 30, 2020: $206,082,817.00Apr 30, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$204,387,816 → $206,082,817
  • Reported investors414 → 418

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 30, 2020Amendment$206,082,817$1,695,001vs Apr 30, 2019418SEC filing
Apr 30, 2019Amendment$204,387,816$6,679,999vs Apr 30, 2018414SEC filing
Apr 30, 2018Amendment$197,707,817$22,872,000vs Apr 7, 2017402SEC filing
Apr 7, 2017Amendment$174,835,817$0vs Apr 18, 2016344SEC filing
Apr 18, 2016Amendment$174,835,817$9,246,500vs Apr 7, 2015344SEC filing
Apr 7, 2015Amendment$165,589,317$72,468,958vs Apr 11, 2014320SEC filing
Apr 11, 2014Amendment$93,120,359-$37,074,552vs Apr 11, 2013205SEC filing
Apr 11, 2013Amendment$130,194,911$25,123,290vs Apr 11, 2012238SEC filing
Apr 11, 2012Amendment$105,071,621No comparison228SEC filing
Apr 13, 2011Amendment$52,977,943$43,924,424vs Apr 14, 201083SEC filing
Apr 14, 2010Amendment$9,053,519No comparison30SEC filing
Jul 14, 2009InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$241K (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-132724

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Wells Fargo Advisors, LLC19616

Source: Form D, filed Apr 30, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

WNT FUTURES ASP FUND

Investment adviser: WELLS FARGO INVESTMENT INSTITUTE, INC.

Gross asset value
$27.7M
Beneficial owners
139
ADV minimum commitment
$100K

Reported in Form ADV on Jan 24, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI GLOBAL SERVICES, INC. OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG, LLP BOSTON, Massachusetts, United States
Custodian THE BANK OF NEW YORK MELLON CORPORATION NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG, LLP
PCAOB 185

Filing source

Form ADV 1590436 · Jan 24, 2022 · Schedule D 7.B.(1), fund 805-3355432064

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Alternative Strategies Group, Inc. Promoter
James F. Angelos Executive
Phil Bancroft Executive
Sheelpa P. Brown Executive
Lu Chang Executive
Rob Coltrin Executive
Barbara Curry Executive
Jerry De Berry Executive
Doretta Dunegan Executive
Dean A. Junkans Director
Michael H. Koonce Executive
Anil Kumar Executive
Lloyd Lipsett Executive
Daniel J. Mavico Executive
Britta Mc Corduck Executive
Aprille M. Mitchell Executive
Matthew C. Moss Executive
W. Douglas Munn Director
Yukari Nakano Director, Executive
Sean Nicolosi Executive
Kevin Ouellette Executive
Britta Perkio Patterson Executive
Michael Roman Executive
Elizabeth Stallings Executive
James W. Sweetman Executive
Adam Taback Executive
Brian Veverka Executive
N/A Wells Fargo Investment Institute Inc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Alternative Strategies Group, Inc. 401 S. Tryon Street
Charlotte, NC, 28288-1157