Form D · Other Investment Fund

Whitney Capital Series Fund LLC - LS9

Jericho, NY · CIK 0001553117

Offering snapshot reported Mar 27, 2013 · SEC filing

Reported sold
$20M
Offering amount: $20M
Investors reported
1
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Jul 1, 2012
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 27, 2013Initial$20,000,000No comparison1SEC filing
Oct 12, 2012Initial$10,000,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-194077

Source: Form D, filed Mar 27, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

WHITNEY CAPITAL SERIES FUND LLC - SERIES L59

Investment adviser: CAERUS GLOBAL INVESTORS, LLC

Gross asset value
$20M
Beneficial owners
1
ADV minimum commitment
$1M

Reported in Form ADV on Mar 31, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor WITHUM SMITH AND BROWN, P.C. PRINCETON, New Jersey, United States
Custodian GOLDMAN, SACHS & CO. NEW ORK, New York, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

GOLDMAN, SACHS & CO.
SEC 8-129

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Filing source

Form ADV 805993 · Mar 31, 2014 · Schedule D 7.B.(1), fund 805-4699440249

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Llc Amity Advisers Director
Andrew Fishman Executive
Llc Schonfeld Group Holdings Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
One Jericho Plaza
Jericho, NY, 11753