Investment adviser · CRD 156357

CAERUS GLOBAL INVESTORS, LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Sep 16, 2015

Regulatory AUM
$70M
Form ADV · Item 5.F
Client accounts
5
Accounts, not individual clients
Employees
7
Reported in this filing
Advisory professionals
5
Investment advisory functions

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

IAM MINI-FUND 25 LIMITEDHedge Fund · Last reported Mar 22, 2012$56.8MGross asset value
Fund administrator GLOBEOP FINANCIAL SERVICES HARTFORD, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN KASS NEW YORK, New York, United States
Custodian GOLDMAN SACHS NEW YORK, New York, United States Related to adviser: No
Marketer PULSE NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN SACHS NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes
Fund details & source
Fund ID
805-3321439681
Reported beneficial owners
1
Minimum commitment
$1M

Form ADV 626742 · Mar 22, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

WHITNEY CAPITAL SERIES FUND LLC - SERIES L59Hedge Fund · Last reported Mar 31, 2014$20MGross asset value

Form D fundraising filings

Whitney Capital Series Fund LLC - LS9

Auditor WITHUM SMITH AND BROWN, P.C. PRINCETON, New Jersey, United States
Custodian GOLDMAN, SACHS & CO. NEW ORK, New York, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

GOLDMAN, SACHS & CO.
SEC 8-129

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Fund details & source
Fund ID
805-4699440249
Reported beneficial owners
1
Minimum commitment
$1M
Form D file number
021-185467

Form ADV 805993 · Mar 31, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CAERUS MASTER FUNDHedge Fund · Last reported Mar 31, 2014$11.5MGross asset value

Feeder funds

  • CAERUS GLOBAL OFFSHORE FUND, LTD
  • CAERUS GLOBAL ONSHORE QP FUND, LP
Fund administrator GLOBEOP FINANCIAL SERVICES HARTFORD, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN KASS NEW YORK, New York, United States
Custodian GOLDMAN SACHS NEW YORK, New York, United States Related to adviser: No
Marketer PULSE NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN SACHS NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes
Fund details & source
Fund ID
805-6708629604
Reported beneficial owners
11
Minimum commitment
$1M

Form ADV 805993 · Mar 31, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 16, 2015. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

599 LEXINGTON AVENUE, 19TH FLOOR
NEW YORK, NY, 10022, United States

CRD 156357

Filing source

Form ADV 947000 · Sep 16, 2015 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.