Form D · Hedge Fund

White River, LP

Lake Forest, IL · CIK 0001637211

Offering snapshot reported Mar 9, 2023 · SEC filing

Reported sold
$13.1M
Indefinite offering
Investors reported
45
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jan 1, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$6.54M$13.1MMar 19, 2015: $11,052,714.00Mar 19, 2015Jun 5, 2015: $11,252,714.00Jul 29, 2015: $11,152,714.00Dec 22, 2015: $11,502,714.00Aug 1, 2016: $11,702,714.00Aug 22, 2017: $12,202,714.00Aug 22, 2018: $12,872,714.00Oct 16, 2019: $13,032,714.00Mar 3, 2021: $13,032,714.00Mar 9, 2022: $13,082,714.00Mar 9, 2023: $13,082,714.00Mar 9, 2023

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 9, 2023Amendment$13,082,714$0vs Mar 9, 202245SEC filing
Mar 9, 2022Amendment$13,082,714$50,000vs Mar 3, 202145SEC filing
Mar 3, 2021Amendment$13,032,714$0vs Oct 16, 201945SEC filing
Oct 16, 2019Amendment$13,032,714$160,000vs Aug 22, 201845SEC filing
Aug 22, 2018Amendment$12,872,714$670,000vs Aug 22, 201743SEC filing
Aug 22, 2017Amendment$12,202,714$500,000vs Aug 1, 201641SEC filing
Aug 1, 2016Amendment$11,702,714$200,000vs Dec 22, 201540SEC filing
Dec 22, 2015Amendment$11,502,714$350,000vs Jul 29, 201539SEC filing
Jul 29, 2015Amendment$11,152,714-$100,000vs Jun 5, 201538SEC filing
Jun 5, 2015Amendment$11,252,714$200,000vs Mar 19, 201538SEC filing
Mar 19, 2015Initial$11,052,714No comparison38SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$2.6K
Finders' fees
$0
Form D file number
021-236266
The sales commissions reported are those commissions paid by the Issuer in the five-year period from 2017 to 2021. There were no commissions paid in 2022.

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
March Capital Corp.24142March Capital Corp. · CRD 24142

Source: Form D, filed Mar 9, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

WHITE RIVER, LP

Investment adviser: SPINDLETOP CAPITAL, LLC

Gross asset value
$6.9M
Beneficial owners
25
ADV minimum commitment
$100K

Reported in Form ADV on Mar 27, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator LICCAR FUND SERVICES CHICAGO, Illinois, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor RSM US LLP CHICAGO, Illinois, United States
Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No
Marketer MARCH CAPITAL CORP. CHICAGO, Illinois, United States Related to adviser: No
Prime broker JEFFERIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

RSM US LLP
PCAOB 49

JEFFERIES LLC
SEC 8-15074

MARCH CAPITAL CORP.
CRD 24142

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Filing source

Form ADV 1731697 · Mar 27, 2023 · Schedule D 7.B.(1), fund 805-8308255364

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Mark D. Curnin Executive
David E. Winebrenner Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
271 Market Square Suite A
Lake Forest, IL, 60045