SPINDLETOP CAPITAL, LLC – investment adviser, $48.1M regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	2	$48,100,000	100.0%

Filing source

Form ADV 1731697 · Mar 27, 2023 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

WHITE RIVER CAPITAL, LPHedge Fund · Last reported Mar 27, 2023$41.2MGross asset value

Fund administrator LICCAR FUND SERVICES CHICAGO, Illinois, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor RSM US LLP CHICAGO, Illinois, United States

Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No

Marketer MARCH CAPITAL CORP. CHICAGO, Illinois, United States Related to adviser: No

Marketer WINTRUST INVESTMENTS LAKE FOREST, Illinois, United States Related to adviser: No

Prime broker JEFFERIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

RSM US LLP
PCAOB 49

JEFFERIES LLC
SEC 8-15074

MARCH CAPITAL CORP.
CRD 24142

WINTRUST INVESTMENTS
CRD 875 · SEC 801-64233

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Fund details & source

Fund ID: 805-8100863013
Reported beneficial owners: 37
Minimum commitment: $250K
Form D file number: 021-1315675

Form ADV 1731697 · Mar 27, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

WHITE RIVER, LPHedge Fund · Last reported Mar 27, 2023$6.9MGross asset value

Form D fundraising filings

White River, LP

Fund administrator LICCAR FUND SERVICES CHICAGO, Illinois, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor RSM US LLP CHICAGO, Illinois, United States

Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No

Marketer MARCH CAPITAL CORP. CHICAGO, Illinois, United States Related to adviser: No

Prime broker JEFFERIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

RSM US LLP
PCAOB 49

JEFFERIES LLC
SEC 8-15074

MARCH CAPITAL CORP.
CRD 24142

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Fund details & source

Fund ID: 805-8308255364
Reported beneficial owners: 25
Minimum commitment: $100K
Form D file number: 021-236266

Form ADV 1731697 · Mar 27, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 27, 2023. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

271 MARKET SQUARE, SUITE A
LAKE FOREST, IL, 60045, United States

CRD 164375

Filing source

Form ADV 1731697 · Mar 27, 2023 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.