Form D · Hedge Fund

Whippoorwill Loan Opportunity Fund, L.P.

White Plains, NY · CIK 0001603612

Offering snapshot reported Jan 20, 2015 · SEC filing

Reported sold: $1M
Investors reported: 1
Minimum accepted: $0
First sale: Mar 6, 2014

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 20, 2015	Amendment	$1,000,000	$0vs Mar 26, 2014	1	SEC filing
Mar 26, 2014	Initial	$1,000,000	No comparison	1	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $500K (estimated)
Finders' fees: $0
Form D file number: 021-214303

Reflects amounts to be paid over time.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Jefferies LLC	2347	Jefferies LLC · CRD 2347
PAF Securities, LLC	140889	PAF Securities, LLC · CRD 140889

Source: Form D, filed Jan 20, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

WHIPPOORWILL LOAN OPPORTUNITY FUND, L.P.

Investment adviser: WHIPPOORWILL ASSOCIATES INC

Gross asset value: $951K
Beneficial owners: 3
ADV minimum commitment: $0

Reported in Form ADV on Mar 30, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator O'CONNOR DAVIES ADMINISTRATION LLC HARRISON, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS GRAND CAYMAN, Cayman Islands

Custodian STATE STREET BANK & TRUST COMPANY QUINCY, Massachusetts, United States Related to adviser: No

Custodian TD BANK, N.A. WHITE PLAINS, New York, United States Related to adviser: No

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 983843 · Mar 30, 2016 · Schedule D 7.B.(1), fund 805-2147203440

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Steven Kenneth Gendal	Executive
Shelley F. Greenhaus	Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

11 Martine Avenue, 11 Th Floor
White Plains, NY, 10606