Investment adviser · CRD 107497
WHIPPOORWILL ASSOCIATES INC
Investment adviser filing (IA)
WHITE PLAINS, NY, United States · Form ADV filed Mar 27, 2026
- Regulatory AUM
- $31.2M Form ADV · Item 5.F
- Client accounts
- 3 Accounts, not individual clients
- Employees
- 1 Reported in this filing
- Advisory professionals
- 1 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 3 | $31,167,735 | 100.0% |
Filing source
Form ADV 2068057 · Mar 27, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
5 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
WHIPPOORWILL DISTRESSED OPPORTUNITY FUND, L.P.Private Equity Fund · Last reported Mar 27, 2026$17.5MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS
PCAOB 1266
Fund details & source
- Fund ID
- 805-4182399990
- Reported beneficial owners
- 169
- Minimum commitment
- $0
- Form D file number
- 021-147504
Form ADV 2068057 · Mar 27, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
WHIPPOORWILL OFFSHORE DISTRESSED OPPORTUNITY FUND, LTD.Private Equity Fund · Last reported Mar 27, 2026$7.56MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS
PCAOB 1266
Fund details & source
- Fund ID
- 805-6290256520
- Reported beneficial owners
- 49
- Minimum commitment
- $0
- Form D file number
- 021-147504
Form ADV 2068057 · Mar 27, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
WHIPPOORWILL INSTITUTIONAL PARTNERS, L.P.Private Equity Fund · Last reported Mar 27, 2026$6.11MGross asset value
Form D fundraising filings
Whippoorwill Institutional Partners, L.P.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS
PCAOB 1266
Fund details & source
- Fund ID
- 805-6981854089
- Reported beneficial owners
- 3
- Minimum commitment
- $0
- Form D file number
- 021-145551
Form ADV 2068057 · Mar 27, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
WHIPPOORWILL CREDIT OPPORTUNITY FUND, L.P.Hedge Fund · Last reported Mar 30, 2016$1.41MGross asset value
Feeder funds
- WHIPPOORWILL OFFSHORE CREDIT OPPORTUNITY FUND, LTD.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-5882410919
- Reported beneficial owners
- 11
- Minimum commitment
- $0
- Form D file number
- 021-210433
Form ADV 983843 · Mar 30, 2016 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
WHIPPOORWILL LOAN OPPORTUNITY FUND, L.P.Hedge Fund · Last reported Mar 30, 2016$951KGross asset value
Form D fundraising filings
Whippoorwill Loan Opportunity Fund, L.P.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-2147203440
- Reported beneficial owners
- 3
- Minimum commitment
- $0
- Form D file number
- 021-214303
Form ADV 983843 · Mar 30, 2016 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Mar 27, 2026. View historical filings
Reported services
Pooled investment vehicle management · Business portfolio management
Compensation
Percentage of assets · Performance-based
Principal office
50 MAIN STREETWHITE PLAINS, NY, 10606, United States
CRD 107497
Filing source
Form ADV 2068057 · Mar 27, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.