Form D · Other Investment Fund

WHI Technology Fund LLC

Chicago, IL · CIK 0001329830

Offering snapshot reported Jan 8, 2013 · SEC filing

Reported sold
$0
Indefinite offering
Investors reported
75
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Mar 7, 2005
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$14.1M$28.2MJan 12, 2010: $27,219,500.00Jan 12, 2010Jan 12, 2011: $27,719,500.00Jan 12, 2011Jan 13, 2012: $28,219,500.00Jan 13, 2012Jan 8, 2013: $0.00Jan 8, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$28,219,500 → $0

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 8, 2013Amendment$0-$28,219,500vs Jan 13, 201275SEC filing
Jan 13, 2012Amendment$28,219,500$500,000vs Jan 12, 201175SEC filing
Jan 12, 2011Amendment$27,719,500$500,000vs Jan 12, 201075SEC filing
Jan 12, 2010Initial$27,219,500No comparison74SEC filing
Jun 8, 2005PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-77975
Fund terminated effective 9/30/2012

Source: Form D, filed Jan 8, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

WHI TECHNOLOGY FUND, LLC

Investment adviser: WILLIAM HARRIS INVESTORS, INC.

Gross asset value
$27.3M
Beneficial owners
60
ADV minimum commitment
$25K

Reported in Form ADV on Jul 26, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Some (provided to some but not all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP CHICAGO, Illinois, United States
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN, SACHS & CO.
SEC 8-129

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Filing source

Form ADV 661803 · Jul 26, 2012 · Schedule D 7.B.(1), fund 805-4162428039

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jack R Polsky Director, Executive
Charles V Polsky Director, Executive
Michael S. Resnick Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
191 N Wacker Dr Suite 1500
Chicago, IL, 60606