Form D · Hedge Fund

WHI L&B Founders Fund LLC

Chicago, IL · CIK 0001523035

Offering snapshot reported Jun 14, 2011 · SEC filing

Reported sold
$54M
Indefinite offering
Investors reported
14
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jun 1, 2011
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 14, 2011Initial$54,000,000No comparison14SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-161207

Source: Form D, filed Jun 14, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

WHI L&B FOUNDERS FUND LLC

Investment adviser: WILLIAM HARRIS INVESTORS, INC.

Gross asset value
$43.4M
Beneficial owners
18
ADV minimum commitment
$1M

Reported in Form ADV on Mar 26, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CONIFER FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG, LLC ROSELAND, New Jersey, United States
Custodian WILLIAM HARRIS INVESTORS, INC. CHICAGO, Illinois, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 880013 · Mar 26, 2015 · Schedule D 7.B.(1), fund 805-5237566160

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
David Rosenbaum Executive
Whi Seed Manager Llc Whi Seed Manager Llc Executive
William Harris Investors, Inc. William Harris Investors, Inc. Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Whi Seed Manager Llc 191 North Wacker Drive, Suite 1500
Chicago, IL, 60606