Form D · Hedge Fund

Wedbush Market Neutral, L.P.

Los Angeles, CA · CIK 0001631636

Offering snapshot reported Jan 23, 2015 · SEC filing

Reported sold
$2M
Indefinite offering
Investors reported
9
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Jan 9, 2015
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 23, 2015Initial$2,000,000No comparison9SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-232811

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Wedbush Securities Inc.877Wedbush Securities Inc. · CRD 877

Source: Form D, filed Jan 23, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

WEDBUSH MARKET NEUTRAL, L.P.

Investment adviser: WEDBUSH ASSET MANAGEMENT, LLC

Gross asset value
$6.57M
Beneficial owners
10
ADV minimum commitment
$250K

Reported in Form ADV on Oct 9, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ALPS FUND SERVICES, INC. BELLEVUE, Washington, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MCGLADREY, LLP. CHICAGO, Illinois, United States
Custodian WEDBUSH SECURITIES INC. LOS ANAGELES, California, United States Related to adviser: Yes
Marketer WEDBUSH SECURITIES INC. LOS ANGELES, California, United States Related to adviser: Yes
Prime broker WEDBUSH SECURITIES INC. LOS ANGELES, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

WEDBUSH SECURITIES INC.
SEC 8-12987

WEDBUSH SECURITIES INC.
CRD 877 · SEC 801-6358

WEDBUSH SECURITIES INC.
CRD 877 · SEC 8-12987

Filing source

Form ADV 950169 · Oct 9, 2015 · Schedule D 7.B.(1), fund 805-3526475237

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Daniel M. Simon Executive
Eric D. Wedbush Executive
N/A N/A Wedbush Market Neutral Management, Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1000 Wilshire Blvd., Suite 830
Los Angeles, CA, 90017