Investment adviser · CRD 161183

WEDBUSH ASSET MANAGEMENT, LLC

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

LOS ANGELES, CA, United States · Form ADV filed Apr 1, 2024

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

9 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

WEDBUSH CAPITAL PARTNERS, L.P.Private Equity Fund · Last reported Apr 1, 2024$20MGross asset value
Auditor RSM US LLP LOS ANGELES, California, United States
Custodian WEDBUSH SECURITIES INC. LOS ANGELES, California, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

RSM US LLP
PCAOB 49

WEDBUSH SECURITIES INC.
SEC 8-12987

Fund details & source
Fund ID
805-1205826331
Reported beneficial owners
63
Minimum commitment
$250K

Form ADV 1862158 · Apr 1, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

WEDBUSH OPPORTUNITY PARTNERS, L.P.Hedge Fund · Last reported Sep 9, 2016$120MGross asset value
Fund administrator ALPS FUND SERVICES, INC. BELLEVUE, Washington, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RSM US LLP LOS ANGELES, California, United States
Custodian WEDBUSH SECURITIES INC. LOS ANGELES, California, United States Related to adviser: Yes
Marketer WEDBUSH SECURITIES INC. LOS ANGELES, California, United States Related to adviser: Yes
Prime broker WEDBUSH SECURITIES INC. LOS ANGELES, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

WEDBUSH SECURITIES INC.
SEC 8-12987

WEDBUSH SECURITIES INC.
CRD 877 · SEC 801-6358

WEDBUSH SECURITIES INC.
CRD 877 · SEC 8-12987

Fund details & source
Fund ID
805-6084219198
Reported beneficial owners
98
Minimum commitment
$500K
Form D file number
021-105639

Form ADV 1036403 · Sep 9, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

WEDBUSH HEDGED DIVIDEND FUND, L.P.Hedge Fund · Last reported Feb 11, 2016$16.7MGross asset value

Form D fundraising filings

QF Yield Fund, L.P.

Fund administrator EISNER AMPER FUND SERVICES LLC SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MCGLADREY, LLP. CHICAGO, Illinois, United States
Custodian WEDBUSH SECURITIES INC. LOS ANGELES, California, United States Related to adviser: Yes
Custodian WELLS FARGO PRIME SERVICES, LLC SAN FRANCISCO, California, United States Related to adviser: No
Marketer WEDBUSH SECURITIES INC. LOS ANGELES, California, United States Related to adviser: Yes
Prime broker WEDBUSH SECURITIES INC. LOS ANGELES, California, United States
Prime broker WELLS FARGO PRIME SERVICES, LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

WEDBUSH SECURITIES INC.
SEC 8-12987

WELLS FARGO PRIME SERVICES, LLC
SEC 8-66677

WEDBUSH SECURITIES INC.
CRD 877 · SEC 801-6358

WEDBUSH SECURITIES INC.
CRD 877 · SEC 8-12987

WELLS FARGO PRIME SERVICES, LLC
CRD 133068 · SEC 8-66677

Fund details & source
Fund ID
805-3849830780
Reported beneficial owners
43
Minimum commitment
$100K
Form D file number
021-152637

Form ADV 978621 · Feb 11, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

WEDBUSH MARKET NEUTRAL, L.P.Hedge Fund · Last reported Oct 9, 2015$6.57MGross asset value

Form D fundraising filings

Wedbush Market Neutral, L.P.

Feeder funds

  • WEDBUSH MARKET NEUTRAL I.F., L.P.
Fund administrator ALPS FUND SERVICES, INC. BELLEVUE, Washington, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MCGLADREY, LLP. CHICAGO, Illinois, United States
Custodian WEDBUSH SECURITIES INC. LOS ANAGELES, California, United States Related to adviser: Yes
Marketer WEDBUSH SECURITIES INC. LOS ANGELES, California, United States Related to adviser: Yes
Prime broker WEDBUSH SECURITIES INC. LOS ANGELES, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

WEDBUSH SECURITIES INC.
SEC 8-12987

WEDBUSH SECURITIES INC.
CRD 877 · SEC 801-6358

WEDBUSH SECURITIES INC.
CRD 877 · SEC 8-12987

Fund details & source
Fund ID
805-3526475237
Reported beneficial owners
10
Minimum commitment
$250K
Form D file number
021-232811

Form ADV 950169 · Oct 9, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

WEDBUSH PARTNER FUND, LPHedge Fund · Last reported Feb 11, 2016$2.23MGross asset value

Form D fundraising filings

Wedbush Partner Fund, L.P.

Auditor MCGLADREY CHICAGO, Illinois, United States
Custodian WEDBUSH SECURITIES INC. LOS ANGELES, California, United States Related to adviser: Yes
Custodian WELLS FARGO PRIME SERVICES, LLC SAN FRANCISCO, California, United States Related to adviser: No
Prime broker WEDBUSH SECURITIES INC. LOS ANGELES, California, United States
Prime broker WELLS FARGO PRIME SERVICES, LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

WEDBUSH SECURITIES INC.
SEC 8-12987

WELLS FARGO PRIME SERVICES, LLC
SEC 8-66677

WEDBUSH SECURITIES INC.
CRD 877 · SEC 8-12987

WELLS FARGO PRIME SERVICES, LLC
CRD 133068 · SEC 8-66677

Fund details & source
Fund ID
805-8456524652
Reported beneficial owners
3
Minimum commitment
$100K
Form D file number
021-145276

Form ADV 978621 · Feb 11, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

WEDBUSH QUANTITATIVE STRATEGIES II, LPHedge Fund · Last reported Feb 14, 2014$939KGross asset value

Form D fundraising filings

Wedbush Quantitative Strategies II, LP

Custodian J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States Related to adviser: No
Custodian WEDBUSH SECURITIES INC. LOS ANGELES, California, United States Related to adviser: Yes
Marketer WEDBUSH SECURITIES INC. LOS ANGELES, California, United States Related to adviser: Yes
Prime broker WEDBUSH SECURITIES INC. LOS ANGELES, California, United States
Prime broker WELLS FARGO PRIME SERVICES, LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
No
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

J.P. MORGAN CLEARING CORP.
SEC 8-43724

WEDBUSH SECURITIES INC.
SEC 8-12987

WEDBUSH SECURITIES INC.
CRD 877 · SEC 801-6358

WEDBUSH SECURITIES INC.
CRD 877 · SEC 8-12987

WELLS FARGO PRIME SERVICES, LLC
CRD 133068 · SEC 8-66677

Fund details & source
Fund ID
805-8179896098
Reported beneficial owners
2
Minimum commitment
$100K
Form D file number
021-182042

Form ADV 787700 · Feb 14, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

WEDBUSH TECHNOLOGY FUNDHedge Fund · Last reported Sep 30, 2013$740KGross asset value
Auditor ROTHSTEIN KASS LOS ANGELES, California, United States
Custodian J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States Related to adviser: No
Custodian WEDBUSH SECURITIES INC. LOS ANGELES, California, United States Related to adviser: Yes
Marketer WEDBUSH SECURITIES INC. LOS ANGELES, California, United States Related to adviser: Yes
Prime broker WEDBUSH SECURITIES INC. LOS ANGELES, California, United States
Prime broker WELLS FARGO PRIME SERVICES, LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

J.P. MORGAN CLEARING CORP.
SEC 8-43724

WEDBUSH SECURITIES INC.
SEC 8-12987

WEDBUSH SECURITIES INC.
CRD 877 · SEC 801-6358

WEDBUSH SECURITIES INC.
CRD 877 · SEC 8-12987

WELLS FARGO PRIME SERVICES, LLC
CRD 133068 · SEC 8-66677

Fund details & source
Fund ID
805-1656390302
Reported beneficial owners
3
Minimum commitment
$100K

Form ADV 759247 · Sep 30, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 1, 2024. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

1000 WILSHIRE BLVD., SUITE 830
LOS ANGELES, CA, 90017, United States

CRD 161183

Filing source

Form ADV 1862158 · Apr 1, 2024 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.