Form D · Private Equity Fund

Waveland Ventures V, LLC

Irvine, CA · CIK 0001471465

Offering snapshot reported Dec 23, 2009 · SEC filing

Reported sold
$1.11M
Offering amount: $3.25M
Investors reported
27
Form D · investor count
Minimum accepted
$14K
Reported outside-investor minimum
First sale
Aug 31, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$557K$1.11MSep 15, 2009: $175,000.00Sep 15, 2009Dec 23, 2009: $1,114,000.00Dec 23, 2009

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$175,000 → $1,114,000
  • Reported investors5 → 27
  • Minimum accepted$25,000 → $14,000

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 23, 2009Amendment$1,114,000$939,000vs Sep 15, 200927SEC filing
Sep 15, 2009Initial$175,000No comparison5SEC filing

Offering details

Securities
Not reported
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$195K (estimated)
Finders' fees
$0
Form D file number
021-134426
6% Placement Agent Fee

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Waveland Capital Parters LLC40054Waveland Capital Partners LLC · CRD 40054
Kalos Capital, Inc.44337Kalos Capital, Inc. · CRD 44337
Eagle One Investments LLC45254Eagle One Investments LLC · CRD 45254

Source: Form D, filed Dec 23, 2009. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Michael J Greer Executive
Vickie J Greer Executive
Wayne A Ross Executive
Ryan W Siemens Executive
Alexander Singha Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
19800 Macarthur Blvd. Suite 650
Irvine, CA, 92612