Form D · Private Equity Fund

WAVELAND VENTURES IV LLC

Irvine, CA · CIK 0001451682

Offering snapshot reported Jul 31, 2009 · SEC filing

Reported sold
$2.88M
Offering amount: $10M
Investors reported
97
Form D · investor count
Minimum accepted
$5K
Reported outside-investor minimum
First sale
Sep 30, 2008
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 31, 2009Amendment$2,883,970No comparison97SEC filing
Nov 26, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Not reported
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$1M (estimated)
Finders' fees
$0
Form D file number
021-124878
8% Placement Agent Fee 2% Managing Dealer Fee

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Waveland Capital Partners LLC40054Waveland Capital Partners LLC · CRD 40054
Direct Capital Securities, Inc.29639Direct Capital Securities, Inc. · CRD 29639
Eagle One Investments LLC45254Eagle One Investments LLC · CRD 45254
VSR Financial Services, Inc.14503VSR Financial Services, Inc. · CRD 14503

Source: Form D, filed Jul 31, 2009. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Michael J Greer Executive
Vickie J Greer Executive
Ryan W Siemens Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
19800 Mac Arthur Blvd, Suite 650
Irvine, CA, 92612