Form D · Private Equity Fund
Waveland Resource Partners II, LP
Irvine, CA · CIK 0001553521
Offering snapshot reported Dec 21, 2012 · SEC filing
- Reported sold
- $46.8M Offering amount: $70M
- Investors reported
- 636 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jun 30, 2012 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$39,876,761 → $46,786,761
- Reported investors510 → 636
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 21, 2012 | Amendment | $46,786,761 | $6,910,000vs Oct 26, 2012 | 636 | SEC filing |
| Oct 26, 2012 | Amendment | $39,876,761 | $2,908,321vs Oct 16, 2012 | 510 | SEC filing |
| Oct 16, 2012 | Amendment | $36,968,440 | $4,586,440vs Sep 28, 2012 | 451 | SEC filing |
| Sep 28, 2012 | Amendment | $32,382,000 | $3,546,000vs Sep 13, 2012 | 376 | SEC filing |
| Sep 13, 2012 | Amendment | $28,836,000 | $6,587,000vs Aug 28, 2012 | 321 | SEC filing |
| Aug 28, 2012 | Amendment | $22,249,000 | $7,541,000vs Aug 10, 2012 | 221 | SEC filing |
| Aug 10, 2012 | Amendment | $14,708,000 | $5,378,000vs Jul 26, 2012 | 129 | SEC filing |
| Jul 26, 2012 | Amendment | $9,330,000 | $9,075,000vs Jul 12, 2012 | 51 | SEC filing |
| Jul 12, 2012 | Initial | $255,000 | No comparison | 5 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund, Other
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $7M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-181077
Limited Partnership Units
7% Sales commissions 3% Non-accountable wholesaling and marketing allowance
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Waveland Capital Partners LLC | 40054 | Waveland Capital Partners LLC · CRD 40054 |
| Colorado Financial Service Corporation | 104343 | Colorado Financial Service Corporation · CRD 104343 |
| Ausdal Financial Partners Inc. | 7995 | Ausdal Financial Partners Inc. · CRD 7995 |
| Berthel fisher & Company Financial Services Inc. | 13609 | Berthel fisher & Company Financial Services Inc. · CRD 13609 |
| Concorde Investment Services LLC | 151604 | Concorde Investment Services LLC · CRD 151604 |
| MidAmerica Financial Services Inc. | 47351 | MidAmerica Financial Services Inc. · CRD 47351 |
| VSR Financial Services Inc. | 14503 | VSR Financial Services Inc. · CRD 14503 |
| Centaurus Financial Inc. | 30833 | Centaurus Financial Inc. · CRD 30833 |
| Eagle One Investments LLC | 45254 | Eagle One Investments LLC · CRD 45254 |
| First Allied Securities Inc. | 32444 | First Allied Securities Inc. · CRD 32444 |
| Kalos Capital Inc. | 44337 | Kalos Capital Inc. · CRD 44337 |
| Independent Financial Group | 7717 | Independent Financial Group · CRD 7717 |
| Capital Guardian LLC | 137919 | Capital Guardian LLC · CRD 137919 |
| ProEquities, Inc. | 15708 | ProEquities, Inc. · CRD 15708 |
Source: Form D, filed Dec 21, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| R. Thomas Fetters | Executive |
| K. Dave Foshee | Executive |
| Michael J Greer | Executive |
| Vickie J Greer | Executive |
| Wayne A Ross | Executive |
| Alexander Ap Singha | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Irvine, CA, 92612