Form D · Private Equity Fund

Waveland Resource Partners I, LP

Irvine, CA · CIK 0001461823

Offering snapshot reported Sep 23, 2011 · SEC filing

Reported sold
$31.1M
Offering amount: $40M
Investors reported
486
Form D · investor count
Minimum accepted
$10K
Reported outside-investor minimum
First sale
May 8, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$15.6M$31.1MMay 18, 2009: $1,010,000.00May 18, 2009Jan 22, 2010: $3,142,500.00Apr 28, 2010: $4,400,500.00May 26, 2010: $4,715,500.00Jun 22, 2010: $4,790,500.00Oct 18, 2010: $6,380,750.00Feb 9, 2011: $10,153,898.00Mar 4, 2011: $11,606,898.00Jul 26, 2011: $26,361,722.00Sep 23, 2011: $31,120,152.00Sep 23, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$26,361,722 → $31,120,152
  • Reported investors410 → 486

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 23, 2011Amendment$31,120,152$4,758,430vs Jul 26, 2011486SEC filing
Jul 26, 2011Amendment$26,361,722$14,754,824vs Mar 4, 2011410SEC filing
Mar 4, 2011Amendment$11,606,898$1,453,000vs Feb 9, 2011219SEC filing
Feb 9, 2011Amendment$10,153,898$3,773,148vs Oct 18, 2010184SEC filing
Oct 18, 2010Amendment$6,380,750$1,590,250vs Jun 22, 2010118SEC filing
Jun 22, 2010Amendment$4,790,500$75,000vs May 26, 201087SEC filing
May 26, 2010Amendment$4,715,500$315,000vs Apr 28, 201085SEC filing
Apr 28, 2010Amendment$4,400,500$1,258,000vs Jan 22, 201078SEC filing
Jan 22, 2010Amendment$3,142,500$2,132,500vs May 18, 200962SEC filing
May 18, 2009Initial$1,010,000No comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$4M (estimated)
Finders' fees
$0
Form D file number
021-131315
8% Sales Commissions 2% Non-accountable due diligence allowance

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
First Allied Securities, Inc.32444First Allied Securities, Inc. · CRD 32444
VSR Financial Services, Inc.14503VSR Financial Services, Inc. · CRD 14503
Securities America, Inc.10205Securities America, Inc. · CRD 10205
Waveland Capital Partners LLC40054Waveland Capital Partners LLC · CRD 40054
Kalos Capital Inc.44337Kalos Capital Inc. · CRD 44337
MCL Financial Group, Inc.41180MCL Financial Group, Inc. · CRD 41180
Steven L. Falk & Associates, Inc.14297Steven L. Falk & Associates, Inc. · CRD 14297
Berthel Fisher & Company Financial Services Inc.13609Berthel Fisher & Company Financial Services Inc. · CRD 13609
Concorde Investment Services LLC151604Concorde Investment Services LLC · CRD 151604
Eagle One Investments LLC45254Eagle One Investments LLC · CRD 45254
Independent Financial Group7717Independent Financial Group · CRD 7717
Ausdal Financial Partners Inc.7995Ausdal Financial Partners Inc. · CRD 7995
Capital Guardian LLC137919Capital Guardian LLC · CRD 137919
Nelsonreid, Inc.45503Nelsonreid, Inc. · CRD 45503

Source: Form D, filed Sep 23, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
R Tom Fetters Executive
Michael J Greer Executive
Vickie J Greer Executive
Wayne A Ross Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
19800 Macarthur Blvd. Suite 650
Irvine, CA, 92612