Form D · Hedge Fund

WAVEFRONT EMERGING MARKETS FUND, LP

San Francisco, CA · CIK 0001581895

Offering snapshot reported Dec 17, 2013 · SEC filing

Reported sold: $1M
Investors reported: 3
Minimum accepted: $1M
First sale: Jun 1, 2013

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Dec 17, 2013	Amendment	$1,000,000	$0vs Jul 19, 2013	3	SEC filing
Jul 19, 2013	Initial	$1,000,000	No comparison	3	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-199971

Source: Form D, filed Dec 17, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

WAVEFRONT EMERGING MARKETS FUND, LP

Investment adviser: WAVEFRONT CAPITAL MANAGEMENT, LP

Gross asset value: $4.05M
Beneficial owners: 14
ADV minimum commitment: $100K

Reported in Form ADV on Mar 25, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator LICCAR & COMPANY CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PATKE & ASSOCIATES, LTD. LINCOLNSHIRE, Illinois, United States

Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No

Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No

Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States

Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

INTERACTIVE BROKERS LLC
SEC 8-47257

J.P. MORGAN CLEARING CORP.
SEC 8-43724

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Filing source

Form ADV 895356 · Mar 25, 2015 · Schedule D 7.B.(1), fund 805-5466844732

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
WAVEFRONT EMERGING MARKETS FUND, LP (this fund)	Dec 17, 2013	$1,000,000	3
WaveFront Emerging Markets Fund II, LP	Jan 31, 2017	$1,779,972	7

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Mark Adams	Executive
Michael Loukas	Executive
Jonathan Masse	Executive
Craig Millikin	Executive
Andrew Springer	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

301 Battery Street Ste 400
San Francisco, CA, 94111