Form D · Hedge Fund

WaveFront Emerging Markets Fund II, LP

San Francisco, CA · CIK 0001667378

Offering snapshot reported Jan 31, 2017 · SEC filing

Reported sold
$1.78M
Indefinite offering
Investors reported
7
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Sep 1, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$890K$1.78MFeb 19, 2016: $1,779,972.00Feb 19, 2016Jan 31, 2017: $1,779,972.00Jan 31, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 31, 2017Amendment$1,779,972$0vs Feb 19, 20167SEC filing
Feb 19, 2016Initial$1,779,972No comparison7SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-257757
Initial sales amount is the value of securities transferred in-kind on the date of transfer from clients' previous pooled vehicle interest in a former hedge fund.

Source: Form D, filed Jan 31, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

WAVEFRONT EMERGING MARKETS FUND II, LP

Investment adviser: WAVEFRONT CAPITAL MANAGEMENT, LP

Gross asset value
$1.84M
Beneficial owners
5
ADV minimum commitment
$100K

Reported in Form ADV on Feb 6, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator LICCAR & COMPANY CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PATKE & ASSOCIATES, LTD. LINCOLNSHIRE, Illinois, United States
Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Prime broker CONVERGEX EXECUTION SOLUTIONS LLC NEW YORK, New York, United States
Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States
Prime broker PERSHING LLC JERSEY CITY, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

INTERACTIVE BROKERS LLC
SEC 8-47257

PERSHING LLC
SEC 8-17574

CONVERGEX EXECUTION SOLUTIONS LLC
CRD 35693 · SEC 8-46838

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

PERSHING LLC
CRD 7560 · SEC 8-17574

Filing source

Form ADV 1063265 · Feb 6, 2017 · Schedule D 7.B.(1), fund 805-8255415173

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Mark Griffith Adams Executive
Regina Maria Harkness Executive
Michael Norman Loukas Executive
Patrick Mac Donald Executive
Craig Warren Millikin Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
101 California St. Ste 2710
San Francisco, CA, 94111