Form D · Hedge Fund

Wasserstein Short Duration High Income Fund, LP

New York, NY · CIK 0001808091

Offering snapshot reported Mar 3, 2022 · SEC filing

Reported sold
$3.9M
Indefinite offering
Investors reported
4
Form D · investor count
Minimum accepted
$1
Reported outside-investor minimum
First sale
Nov 1, 2019
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.95M$3.9MMar 31, 2020: $3,355,010.00Mar 31, 2020Mar 8, 2021: $3,625,010.00Mar 8, 2021Mar 3, 2022: $3,895,010.00Mar 3, 2022

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$3,625,010 → $3,895,010
  • Reported investors3 → 4

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 3, 2022Amendment$3,895,010$270,000vs Mar 8, 20214SEC filing
Mar 8, 2021Amendment$3,625,010$270,000vs Mar 31, 20203SEC filing
Mar 31, 2020Initial$3,355,010No comparison3SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-364072

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Heyford Group, LLC2332482Kelson Capital, LLC · CRD 149477

Source: Form D, filed Mar 3, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

WASSERSTEIN SHORT DURATION HIGH INCOME FUND, L.P.

Investment adviser: WASSERSTEIN MANAGEMENT, LP

Gross asset value
$2.86M
Beneficial owners
0
ADV minimum commitment
$1M

Reported in Form ADV on Mar 29, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI INVESTMENTS COMPANY - GLOBAL FUND SERVICES OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RSM US LLP NEW YORK, New York, United States
Custodian CANADIAN IMPERIAL BANK OF COMMERCE TORONTO, Canada Related to adviser: No
Custodian SCOTIA CAPITAL (USA) INC. NEW YORK, New York, United States Related to adviser: No
Custodian WELLS FARGO BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Prime broker SCOTIA CAPITAL (USA) INC. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

RSM US LLP
PCAOB 49

CANADIAN IMPERIAL BANK OF COMMERCE
LEI 2IGI19DL77OX0HC3ZE78

SCOTIA CAPITAL (USA) INC.
SEC 8-3716

WELLS FARGO BANK, N.A.
LEI KB1H1DSPRFMYMCUFXT09

SCOTIA CAPITAL (USA) INC.
CRD 2739 · SEC 8-3716

Filing source

Form ADV 1719316 · Mar 29, 2023 · Schedule D 7.B.(1), fund 805-6440051607

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Rajay Bagaria Executive
. Wasserstein Short Duration High Income Gen Par, Llc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1185 Avenue Of The Americas 39 Th Floor
New York, NY, 10036