Investment adviser · CRD 286158

WASSERSTEIN DEBT OPPORTUNITIES MANAGEMENT, LP

Investment adviser filing (IA)

WASSERSTEIN MANAGEMENT, LP

NEW YORK, NY, United States · Form ADV filed Mar 31, 2026

Regulatory AUM: $409M
Client accounts: 5
Employees: 5
Advisory professionals: 3

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	3	$245,688,225	60.1%
Other clients	Fewer than 5	$162,841,278	39.9%

Filing source

Form ADV 2089310 · Mar 31, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

4 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

WASSERSTEIN MASTER, LPHedge Fund · Last reported Mar 31, 2026$193MGross asset value

Feeder funds

WASSERSTEIN MASTER, LP
WASSERSTEIN OFFSHORE, LTD

Fund administrator SEI INVESTMENTS COMPANY - GLOBAL FUND SERVICES OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE LLP NEW YORK, New York, United States

Custodian AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC BROOKLYN, New York, United States Related to adviser: No

Custodian CANADIAN IMPERIAL BANK OF COMMERCE TORONTO, Canada Related to adviser: No

Custodian COMPUTERSHARE TRUST COMPANY, N.A. CANTON, Massachusetts, United States Related to adviser: No

Marketer DELPHOS MMJ L.P. NEW YORK, New York, United States Related to adviser: No

Marketer KELSON CAPITAL LLC STAMFORD, Connecticut, United States Related to adviser: No

Prime broker SCOTIA CAPITAL (USA) INC. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DELOITTE & TOUCHE LLP
PCAOB 34

AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC
LEI 254900TS5EWP83BEOU02

CANADIAN IMPERIAL BANK OF COMMERCE
LEI 2IGI19DL77OX0HC3ZE78

COMPUTERSHARE TRUST COMPANY, N.A.
LEI 2549001YYB62BVMSAO13

DELPHOS MMJ L.P.
CRD 137389 · SEC 8-67083

KELSON CAPITAL LLC
CRD 149477 · SEC 8-68147

SCOTIA CAPITAL (USA) INC.
CRD 2739 · SEC 8-3716

Fund details & source

Fund ID: 805-9411014204
Reported beneficial owners: 49
Minimum commitment: $1M
Form D file number: 021-194778
Form D file number: 021-204656

Form ADV 2089310 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

WASSERSTEIN SPECIAL OPPORTUNITIES FUND MASTER FUND, LPHedge Fund · Last reported Mar 9, 2017$48.1MGross asset value

Feeder funds

Fund administrator SEI INVESTMENTS COMPANY - GLOBAL FUND SERVICES OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP NEW YORK, New York, United States

Custodian PRIVATEBANCORP, INC. CHICAGO, Illinois, United States Related to adviser: No

Custodian WELLS FARGO BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Marketer OAKPOINT ADVISORS, LLC TAMPA, Florida, United States Related to adviser: No

Marketer VCP ADVISORS LLC LONDON, United Kingdom Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

VCP ADVISORS LLC
CRD 169090 · SEC 8-69347

Fund details & source

Fund ID: 805-8039632427
Reported beneficial owners: 10
Minimum commitment: $5M
Form D file number: 021-260120
Form D file number: 021-260121

Form ADV 1083271 · Mar 9, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

WASSERSTEIN SHORT DURATION FUND, L.P.Hedge Fund · Last reported Mar 29, 2023$5.21MGross asset value

Fund administrator SEI INVESTMENTS COMPANY - GLOBAL FUND SERVICES OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RSM US LLP NEW YORK, New York, United States

Custodian CANADIAN IMPERIAL BANK OF COMMERCE TORONTO, Canada Related to adviser: No

Custodian SCOTIA CAPITAL (USA) INC. NEW YORK, New York, United States Related to adviser: No

Custodian WELLS FARGO BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Prime broker SCOTIA CAPITAL (USA) INC. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RSM US LLP
PCAOB 49

CANADIAN IMPERIAL BANK OF COMMERCE
LEI 2IGI19DL77OX0HC3ZE78

SCOTIA CAPITAL (USA) INC.
SEC 8-3716

WELLS FARGO BANK, N.A.
LEI KB1H1DSPRFMYMCUFXT09

SCOTIA CAPITAL (USA) INC.
CRD 2739 · SEC 8-3716

Fund details & source

Fund ID: 805-3514963554
Reported beneficial owners: 1
Minimum commitment: $50M

Form ADV 1719316 · Mar 29, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

WASSERSTEIN SHORT DURATION HIGH INCOME FUND, L.P.Hedge Fund · Last reported Mar 29, 2023$2.86MGross asset value

Form D fundraising filings

Wasserstein Short Duration High Income Fund, LP

Fund administrator SEI INVESTMENTS COMPANY - GLOBAL FUND SERVICES OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RSM US LLP NEW YORK, New York, United States

Custodian CANADIAN IMPERIAL BANK OF COMMERCE TORONTO, Canada Related to adviser: No

Custodian SCOTIA CAPITAL (USA) INC. NEW YORK, New York, United States Related to adviser: No

Custodian WELLS FARGO BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Prime broker SCOTIA CAPITAL (USA) INC. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RSM US LLP
PCAOB 49

CANADIAN IMPERIAL BANK OF COMMERCE
LEI 2IGI19DL77OX0HC3ZE78

SCOTIA CAPITAL (USA) INC.
SEC 8-3716

WELLS FARGO BANK, N.A.
LEI KB1H1DSPRFMYMCUFXT09

SCOTIA CAPITAL (USA) INC.
CRD 2739 · SEC 8-3716

Fund details & source

Fund ID: 805-6440051607
Reported beneficial owners: 0
Minimum commitment: $1M
Form D file number: 021-364072

Form ADV 1719316 · Mar 29, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2026. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

420 LEXINGTON AVENUE, SUITE 1626
NEW YORK, NY, 10170, United States

CRD 286158

Filing source

Form ADV 2089310 · Mar 31, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.