Form D · Private Equity Fund

Wasserstein Partners IV, LP

New York, NY · CIK 0001649241

Offering snapshot reported Sep 28, 2016 · SEC filing

Reported sold
$435M
Offering amount: $750M
Investors reported
51
Form D · investor count
Minimum accepted
$1
Reported outside-investor minimum
First sale
Aug 25, 2015
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 51

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 28, 2016Amendment$435,135,115No comparison51SEC filing
Aug 19, 2015InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$3.12M (estimated)
Finders' fees
$0
Form D file number
021-246054
Total Offering Amount applies to the Issuer and Certain Related Entities (Wasserstein Partners IV (Offshore), LP). Total Amount Sold applies to the Issuer only. The Fund's offering period has expired and no further interests will be offered for sale.

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
Lazard Freres & Co. LLC2528
Florida Atlantic Securities Corp.43272

Source: Form D, filed Sep 28, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

EAGLETREE PARTNERS IV, LP

Investment adviser: EAGLETREE CAPITAL, LP

Gross asset value
$341M
Beneficial owners
69
ADV minimum commitment
$1M

Reported in Form ADV on Mar 27, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator LEVERPOINT MANAGEMENT, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RSM US LLP NEW YORK, New York, United States
Custodian BANK OF AMERICA NA NEW YORK, New York, United States Related to adviser: No
Custodian COMERICA BANK BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

RSM US LLP
PCAOB 49

BANK OF AMERICA NA
LEI 9DJT3UXIJIZJI4WXO774

COMERICA BANK
LEI 70WY0ID1N53Q4254VH70

Filing source

Form ADV 2076521 · Mar 27, 2026 · Schedule D 7.B.(1), fund 805-7391379848

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Anup Bagaria Executive
Robert Fogelson Executive
George L. Majoros, Jr. Executive
Robert Mersten Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1185 Avenue Of The Americas 39 Th Floor
New York, NY, 10036